CERUS CORP 4
4 · CERUS CORP · Filed Nov 5, 2013
Insider Transaction Report
Form 4
CERUS CORPCERS
CASSIN BJ
Director
Transactions
- Disposition to Issuer
Common Stock
2013-11-04$6.31/sh−5,000$31,550→ 0 total - Exercise/Conversion
Option
2013-11-04−5,000→ 0 totalExercise: $4.54Exp: 2013-12-31→ Common (5,000 underlying) - Exercise/Conversion
Common Stock
2013-11-04$4.54/sh+5,000$22,700→ 5,000 total
Holdings
- 177,384(indirect: By Trust)
Common Stock
- 69,841(indirect: By Partnership)
Common Stock
- 85,000(indirect: By Foundation)
Common Stock
Footnotes (6)
- [F1]The aggregate number of shares benefically owned following the reported transaction includes 100,000 shares acquired on December 15, 2008 and reported on a Form 4 filed on December 17, 2008 and amended on February 23, 2009.
- [F2]The securities are beneficially owned by Brendan Joseph Cassin and Isabel B. Cassin, Tr UA 10/31/96, Cassin Family Trust. The Reporting Person is a Trustee of such entity and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F3]The securities are beneficially owned by Cassin Educational Foundation. The Reporting Person is the Chairman/President of such entity and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F4]The securities are beneficially owned directly by Cassin Family Partnership. The Reporting Person is a General Partner of such entity and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F5]Fully vested.
- [F6]Not applicable.