4//SEC Filing
Mandalay Digital Group, Inc. 4
Accession 0001181431-13-057434
$APPSCIK 0000317788operating
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 8:20 PM ET
Size
5.9 KB
Accession
0001181431-13-057434
Insider Transaction Report
Form 4
Lucero Lisa
See Remarks
Transactions
- Other
Common Stock
2013-11-04+50,000→ 100,000 total
Footnotes (3)
- [F1]This Form 4 is being filed to report the vesting of certain shares of restricted common stock ("Shares") granted January 3, 2012, that were subject to the satisfaction of certain performance based conditions.
- [F2]On January 3, 2012, the board of directors of Issuer granted Reporting Person 100,000 Shares pursuant to Issuer's 2011 Equity Incentive Plan, of which 50,000 Shares were immediately vested and 50,000 Shares were subject to discretionary performace vesting conditions. On November 4, 2013, Issuer's Chief Executive Officer and its board of directors determined that the vesting conditions had been satisfied and the balance of shares was deemed vested. The aggregate number of shares held by Reporting Person has been adjusted for Issuer's 1-for-5 reverse stock split effective April 12, 2013.
- [F3]See footnotes 1 and 2. Reporting Person's aggregate holdings have not increased due to the vesting of Shares reported herein.
Documents
Issuer
Mandalay Digital Group, Inc.
CIK 0000317788
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000317788
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 8:20 PM ET
- Size
- 5.9 KB