GENWORTH FINANCIAL INC 4
4 · GENWORTH FINANCIAL INC · Filed Nov 8, 2013
Insider Transaction Report
Form 4
Pehota Joseph
SVP - Corporate Development
Transactions
- Exercise/Conversion
Class A Common Stock
2013-11-06$7.80/sh+7,000$54,600→ 25,943 total - Exercise/Conversion
Class A Common Stock
2013-11-06$7.80/sh+8,166$63,695→ 29,257 total - Exercise/Conversion
Stock Settled SARs
2013-11-06−7,000→ 0 totalExercise: $7.80From: 2012-08-19Exp: 2015-07-20→ Class A Common Stock (7,000 underlying) - Exercise/Conversion
Stock Settled SARs
2013-11-06−10,383→ 0 totalExercise: $7.80From: 2012-08-19Exp: 2017-07-31→ Class A Common Stock (10,383 underlying) - Disposition to Issuer
Class A Common Stock
2013-11-06$14.59/sh−3,742$54,596→ 22,201 total - Tax Payment
Class A Common Stock
2013-11-06$14.59/sh−1,295$18,894→ 23,597 total - Exercise/Conversion
Stock Settled SARs
2013-11-06−8,166→ 0 totalExercise: $7.80From: 2012-08-19Exp: 2016-08-09→ Class A Common Stock (8,166 underlying) - Disposition to Issuer
Class A Common Stock
2013-11-06$14.59/sh−5,551$80,989→ 28,429 total - Tax Payment
Class A Common Stock
2013-11-06$14.59/sh−1,646$24,015→ 26,783 total - Tax Payment
Class A Common Stock
2013-11-06$14.59/sh−1,110$16,195→ 21,091 total - Disposition to Issuer
Class A Common Stock
2013-11-06$14.59/sh−4,365$63,685→ 24,892 total - Exercise/Conversion
Class A Common Stock
2013-11-06$7.80/sh+10,383$80,987→ 33,980 total
Holdings
- 1,278.818(indirect: By 401(k))
Class A Common Stock