4//SEC Filing
BEAM INC 4
Accession 0001181431-13-057879
CIK 0000789073operating
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 4:21 PM ET
Size
10.6 KB
Accession
0001181431-13-057879
Insider Transaction Report
Form 4
BEAM INCNYSE: BEAM
Baldock Philip A
SVP & President, APSA
Transactions
- Exercise/Conversion
Common Stock, par value $3.125
2013-11-06$44.75/sh+21,154$946,642→ 26,741 total - Sale
Common Stock, par value $3.125
2013-11-06$68.45/sh−21,154$1,447,964→ 5,587 total - Sale
Common Stock, par value $3.125
2013-11-07$68.21/sh−5,587$381,100→ 0 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-11-06−21,154→ 42,306 totalExercise: $44.75Exp: 2021-10-04→ Common Stock (21,154 underlying)
Footnotes (4)
- [F1]Reflects the exercise of stock options under Beam's Long-Term Incentive Plan.
- [F2]On October 4, 2011, the reporting person was granted 63,460 options, vesting in three equal installments beginning on the second anniversary of the grant date.
- [F3]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $68.22 to $68.69, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
- [F4]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $68.00 to $68.50, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
Documents
Issuer
BEAM INC
CIK 0000789073
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000789073
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 4:21 PM ET
- Size
- 10.6 KB