4//SEC Filing
BARRACUDA NETWORKS INC 4
Accession 0001181431-13-058425
CIK 0001348334operating
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 8:02 PM ET
Size
27.4 KB
Accession
0001181431-13-058425
Insider Transaction Report
Form 4
DEB DIPANJAN
Director10% Owner
Transactions
- Conversion
Common Stock
2013-11-12+4,682,676→ 4,682,676 total(indirect: See footnote) - Conversion
Series A Convertible Preferred Stock
2013-11-12−30,756→ 0 total(indirect: See footnote)→ Common Stock (30,756 underlying) - Conversion
Series B Convertible Preferred Stock
2013-11-12−4,682,676→ 0 total(indirect: See footnote)→ Common Stock (4,682,676 underlying) - Conversion
Common Stock
2013-11-12+6,245,946→ 7,389,021 total(indirect: See footnote) - Conversion
Series A Convertible Preferred Stock
2013-11-12−6,245,946→ 0 total(indirect: See footnote)→ Common Stock (6,245,946 underlying) - Conversion
Common Stock
2013-11-12+30,756→ 36,385 total(indirect: See footnote) - Conversion
Common Stock
2013-11-12+4,707→ 5,429 total(indirect: See footnote) - Purchase
Common Stock
2013-11-12$18.00/sh+553,814$9,968,652→ 5,236,490 total(indirect: See footnote) - Purchase
Common Stock
2013-11-12$18.00/sh+6,186$111,348→ 58,492 total(indirect: See footnote) - Conversion
Series B Convertible Preferred Stock
2013-11-12−52,306→ 0 total(indirect: See footnote)→ Common Stock (52,306 underlying) - Conversion
Series A Convertible Preferred Stock
2013-11-12−4,707→ 0 total(indirect: See footnote)→ Common Stock (4,707 underlying) - Conversion
Common Stock
2013-11-12+52,306→ 52,306 total(indirect: See footnote)
Footnotes (6)
- [F1]Each share of the Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F2]The shares are held directly by Francisco Partners, L.P. ("FP I"). The Reporting Person is one of the managers of Francisco Partners GP, LLC ("FP GP LLC"), the general partner of FP I, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FP I except to the extent of any pecuniary interest therein.
- [F3]The shares are held directly by Francisco Partners Fund A, L.P. ("FPFA"). The Reporting Person is one of the managers of FP GP LLC, the general partner of FPFA, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FPFA except to the extent of any pecuniary interest therein.
- [F4]The shares are held directly by FP Annual Fund Investors, LLC ("FPAFI"). The Reporting Person is one of the partners of FPM LP, the manager of FPAFI, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FPAFI except to the extent of any pecuniary interest therein.
- [F5]The shares are held directly by Francisco Partners III, L.P. ("FP III"). The Reporting Person is one of the managers of Francisco Partners GP III Management, LLC ("FP GP III Mgmt"), Francisco Partners GP III, L.P. ("FP GP III LP"), the general partner of FP III, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FP III except to the extent of any pecuniary interest therein.
- [F6]The shares are held directly by Francisco Partners Parallel Fund III, L.P. ("FPPF III"). The Reporting Person is one of the managers of FP GP III Mgmt, the general partner of FP GP III LP, the general partner of FPPF III, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FPPF III except to the extent of any pecuniary interest therein.
Documents
Issuer
BARRACUDA NETWORKS INC
CIK 0001348334
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001348334
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 8:02 PM ET
- Size
- 27.4 KB