Home/Filings/4/0001181431-13-058433

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SEQUOIA CAPITAL FRANCHISE FUND LP 4

Accession 0001181431-13-058433

CIK 0001348334other

View on SEC.gov Company Profile

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 8:18 PM ET

Size

45.4 KB

Accession

0001181431-13-058433

Insider Transaction Report

Form 4

Period: 2013-11-12

BARRACUDA NETWORKS INCCUDA

SCGF III MANAGEMENT LLC

10% Owner

Transactions

Conversion
Common Stock
2013-11-12+5,251,491→ 6,213,980 total(indirect: By Sequoia Capital Growth Fund III, LP)
Conversion
Common Stock
2013-11-12+161,309→ 211,016 total(indirect: By LLC)
Conversion
Common Stock
2013-11-12+36,201→ 46,736 total(indirect: By Sequoia Capital Growth Partners III, LP)
Conversion
Common Stock
2013-11-12+139,301→ 180,214 total(indirect: By Sequoia Capital Franchise Partners, L.P)
Conversion
Series A Convertible Preferred Stock
2013-11-12−2,666,646→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−29,397→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−30,719→ 0 total(indirect: By LLC)
→ Common Stock (30,719 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−192,388→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Conversion
Common Stock
2013-11-12+1,021,534→ 1,321,534 total(indirect: By Sequoia Capital Franchise Fund, L.P)
Conversion
Series A Convertible Preferred Stock
2013-11-12−130,590→ 0 total(indirect: By LLC)
→ Common Stock (130,590 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−829,146→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−113,066→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−2,584,845→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−6,804→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−26,235→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)

SEQUOIA CAPITAL GROWTH FUND III

10% Owner

Transactions

Conversion
Series A Convertible Preferred Stock
2013-11-12−29,397→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−2,666,646→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−6,804→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−26,235→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−192,388→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Conversion
Common Stock
2013-11-12+5,251,491→ 6,213,980 total(indirect: By Sequoia Capital Growth Fund III, LP)
Conversion
Common Stock
2013-11-12+161,309→ 211,016 total(indirect: By LLC)
Conversion
Common Stock
2013-11-12+36,201→ 46,736 total(indirect: By Sequoia Capital Growth Partners III, LP)
Conversion
Series A Convertible Preferred Stock
2013-11-12−130,590→ 0 total(indirect: By LLC)
→ Common Stock (130,590 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−829,146→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−2,584,845→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−30,719→ 0 total(indirect: By LLC)
→ Common Stock (30,719 underlying)
Conversion
Common Stock
2013-11-12+1,021,534→ 1,321,534 total(indirect: By Sequoia Capital Franchise Fund, L.P)
Conversion
Common Stock
2013-11-12+139,301→ 180,214 total(indirect: By Sequoia Capital Franchise Partners, L.P)
Conversion
Series A Convertible Preferred Stock
2013-11-12−113,066→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND

10% Owner

Transactions

Conversion
Series A Convertible Preferred Stock
2013-11-12−130,590→ 0 total(indirect: By LLC)
→ Common Stock (130,590 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−6,804→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−26,235→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Conversion
Common Stock
2013-11-12+5,251,491→ 6,213,980 total(indirect: By Sequoia Capital Growth Fund III, LP)
Conversion
Common Stock
2013-11-12+36,201→ 46,736 total(indirect: By Sequoia Capital Growth Partners III, LP)
Conversion
Common Stock
2013-11-12+139,301→ 180,214 total(indirect: By Sequoia Capital Franchise Partners, L.P)
Conversion
Series A Convertible Preferred Stock
2013-11-12−2,666,646→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−29,397→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−829,146→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Conversion
Common Stock
2013-11-12+161,309→ 211,016 total(indirect: By LLC)
Conversion
Common Stock
2013-11-12+1,021,534→ 1,321,534 total(indirect: By Sequoia Capital Franchise Fund, L.P)
Conversion
Series A Convertible Preferred Stock
2013-11-12−113,066→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−2,584,845→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−30,719→ 0 total(indirect: By LLC)
→ Common Stock (30,719 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−192,388→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)

SEQUOIA CAPITAL GROWTH PARTNERS III

10% Owner

Transactions

Conversion
Series A Convertible Preferred Stock
2013-11-12−2,666,646→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−113,066→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)
Conversion
Common Stock
2013-11-12+36,201→ 46,736 total(indirect: By Sequoia Capital Growth Partners III, LP)
Conversion
Series B Convertible Preferred Stock
2013-11-12−30,719→ 0 total(indirect: By LLC)
→ Common Stock (30,719 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−26,235→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Conversion
Common Stock
2013-11-12+1,021,534→ 1,321,534 total(indirect: By Sequoia Capital Franchise Fund, L.P)
Conversion
Series A Convertible Preferred Stock
2013-11-12−29,397→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−829,146→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Conversion
Common Stock
2013-11-12+5,251,491→ 6,213,980 total(indirect: By Sequoia Capital Growth Fund III, LP)
Conversion
Common Stock
2013-11-12+161,309→ 211,016 total(indirect: By LLC)
Conversion
Common Stock
2013-11-12+139,301→ 180,214 total(indirect: By Sequoia Capital Franchise Partners, L.P)
Conversion
Series B Convertible Preferred Stock
2013-11-12−192,388→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−130,590→ 0 total(indirect: By LLC)
→ Common Stock (130,590 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−2,584,845→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−6,804→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)

SCFF MANAGEMENT LLC

10% Owner

Transactions

Conversion
Common Stock
2013-11-12+161,309→ 211,016 total(indirect: By LLC)
Conversion
Series A Convertible Preferred Stock
2013-11-12−29,397→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−192,388→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Conversion
Common Stock
2013-11-12+36,201→ 46,736 total(indirect: By Sequoia Capital Growth Partners III, LP)
Conversion
Common Stock
2013-11-12+139,301→ 180,214 total(indirect: By Sequoia Capital Franchise Partners, L.P)
Conversion
Series B Convertible Preferred Stock
2013-11-12−2,584,845→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−30,719→ 0 total(indirect: By LLC)
→ Common Stock (30,719 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−6,804→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−26,235→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Conversion
Common Stock
2013-11-12+5,251,491→ 6,213,980 total(indirect: By Sequoia Capital Growth Fund III, LP)
Conversion
Common Stock
2013-11-12+1,021,534→ 1,321,534 total(indirect: By Sequoia Capital Franchise Fund, L.P)
Conversion
Series A Convertible Preferred Stock
2013-11-12−2,666,646→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−130,590→ 0 total(indirect: By LLC)
→ Common Stock (130,590 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−829,146→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−113,066→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)

SEQUOIA CAPITAL FRANCHISE FUND LP

10% Owner

Transactions

Conversion
Series A Convertible Preferred Stock
2013-11-12−2,666,646→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−829,146→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−2,584,845→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−26,235→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−29,397→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Conversion
Common Stock
2013-11-12+139,301→ 180,214 total(indirect: By Sequoia Capital Franchise Partners, L.P)
Conversion
Common Stock
2013-11-12+161,309→ 211,016 total(indirect: By LLC)
Conversion
Common Stock
2013-11-12+1,021,534→ 1,321,534 total(indirect: By Sequoia Capital Franchise Fund, L.P)
Conversion
Series B Convertible Preferred Stock
2013-11-12−6,804→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Conversion
Common Stock
2013-11-12+5,251,491→ 6,213,980 total(indirect: By Sequoia Capital Growth Fund III, LP)
Conversion
Common Stock
2013-11-12+36,201→ 46,736 total(indirect: By Sequoia Capital Growth Partners III, LP)
Conversion
Series B Convertible Preferred Stock
2013-11-12−30,719→ 0 total(indirect: By LLC)
→ Common Stock (30,719 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−192,388→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−130,590→ 0 total(indirect: By LLC)
→ Common Stock (130,590 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−113,066→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)

SEQUOIA CAPITAL FRANCHISE PARTNERS LP

10% Owner

Transactions

Conversion
Common Stock
2013-11-12+139,301→ 180,214 total(indirect: By Sequoia Capital Franchise Partners, L.P)
Conversion
Series A Convertible Preferred Stock
2013-11-12−130,590→ 0 total(indirect: By LLC)
→ Common Stock (130,590 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−29,397→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Conversion
Common Stock
2013-11-12+5,251,491→ 6,213,980 total(indirect: By Sequoia Capital Growth Fund III, LP)
Conversion
Common Stock
2013-11-12+36,201→ 46,736 total(indirect: By Sequoia Capital Growth Partners III, LP)
Conversion
Series A Convertible Preferred Stock
2013-11-12−2,666,646→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−2,584,845→ 0 total(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−192,388→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Conversion
Common Stock
2013-11-12+161,309→ 211,016 total(indirect: By LLC)
Conversion
Common Stock
2013-11-12+1,021,534→ 1,321,534 total(indirect: By Sequoia Capital Franchise Fund, L.P)
Conversion
Series A Convertible Preferred Stock
2013-11-12−829,146→ 0 total(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−26,235→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−6,804→ 0 total(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Conversion
Series A Convertible Preferred Stock
2013-11-12−113,066→ 0 total(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)
Conversion
Series B Convertible Preferred Stock
2013-11-12−30,719→ 0 total(indirect: By LLC)
→ Common Stock (30,719 underlying)

Footnotes (3)

[F1]Each share of the Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
[F2]SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth Partners III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P., Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F3]SCFF Management, LLC ("SCFF Management") is the general partner of Sequoia Capital Franchise Fund, L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund, L.P. and Sequoia Capital Franchise Partners, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Documents

1 file

4
rrd394976.xmlPrimary
FORM 4

Issuer

BARRACUDA NETWORKS INC

CIK 0001348334

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001085206

Filing Metadata

Form type: 4
Filed: Nov 11, 7:00 PM ET
Accepted: Nov 12, 8:18 PM ET
Size: 45.4 KB

View on SEC.gov