StoneCastle Financial Corp. 4
4 · StoneCastle Financial Corp. · Filed Nov 13, 2013
Insider Transaction Report
Form 4
Siegel Joshua S.
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2013-11-13$1037750.00/sh+41,510$43,077,002,500→ 45,511 total(indirect: By LLC)
Footnotes (1)
- [F1]Common Stock was purchased in the transaction by StoneCastle Asset Management LLC, and 45,510 shares of Common Stock are owned by StoneCastle Asset Management LLC. Joshua Siegel is a Managing Partner of Stone Castle Partners, LLC which is the 100% owner of StoneCastle Asset Management LLC, and is a Manager of StoneCastle Asset Management LLC, and has the power to direct voting and investment in the shares owned by StoneCastle Asset Management LLC. Mr. Siegel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.