4//SEC Filing
StoneCastle Financial Corp. 4
Accession 0001181431-13-058725
$BANXCIK 0001578987other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:16 PM ET
Size
5.0 KB
Accession
0001181431-13-058725
Insider Transaction Report
Form 4
Siegel Joshua S.
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2013-11-13$1037750.00/sh+41,510$43,077,002,500→ 45,511 total(indirect: By LLC)
Footnotes (1)
- [F1]Common Stock was purchased in the transaction by StoneCastle Asset Management LLC, and 45,510 shares of Common Stock are owned by StoneCastle Asset Management LLC. Joshua Siegel is a Managing Partner of Stone Castle Partners, LLC which is the 100% owner of StoneCastle Asset Management LLC, and is a Manager of StoneCastle Asset Management LLC, and has the power to direct voting and investment in the shares owned by StoneCastle Asset Management LLC. Mr. Siegel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Documents
Issuer
StoneCastle Financial Corp.
CIK 0001578987
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001578987
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 4:16 PM ET
- Size
- 5.0 KB