4//SEC Filing
GAIN Capital Holdings, Inc. 4
Accession 0001181431-13-059044
CIK 0001444363operating
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 5:02 PM ET
Size
11.6 KB
Accession
0001181431-13-059044
Insider Transaction Report
Form 4
MASTER GLOBAL ASSETS Ltd
10% Owner
Transactions
- Sale
Common Stock
2013-11-12$10.72/sh−2,071$22,201→ 5,025,431 total - Sale
Common Stock
2013-11-13$10.80/sh−15,400$166,366→ 5,010,031 total - Sale
Common Stock
2013-11-14$10.69/sh−1,500$16,035→ 5,008,531 total
Daher Abdallah
10% Owner
Transactions
- Sale
Common Stock
2013-11-12$10.72/sh−2,071$22,201→ 5,025,431 total - Sale
Common Stock
2013-11-13$10.80/sh−15,400$166,366→ 5,010,031 total - Sale
Common Stock
2013-11-14$10.69/sh−1,500$16,035→ 5,008,531 total
Daher Michel
10% Owner
Transactions
- Sale
Common Stock
2013-11-14$10.69/sh−1,500$16,035→ 5,008,531 total - Sale
Common Stock
2013-11-12$10.72/sh−2,071$22,201→ 5,025,431 total - Sale
Common Stock
2013-11-13$10.80/sh−15,400$166,366→ 5,010,031 total
Footnotes (4)
- [F1]The shares reported on this Form 4 are owned directly by Master Global Assets Limited ("MGAL"). This Form 4 is being filed jointly by MGAL, Michel Daher and Abdallah Daher. Michel Daher and Abdallah Daher may be deemed to indirectly beneficially own the shares owned directly by MGAL because they are both the owners and directors of MGAL. Michel Daher and Abdallah Daher disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Michel Daher or Abdallah Daher is the beneficial owner of any of the securities reported herein.
- [F2]The average sale price was $10.72. The reporting persons undertake to provide to GAIN, any security holder of GAIN, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F3]The average sale price was $10.803. The reporting persons undertake to provide to GAIN, any security holder of GAIN, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F4]The average sale price was $10.69. The reporting persons undertake to provide to GAIN, any security holder of GAIN, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001444363
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 5:02 PM ET
- Size
- 11.6 KB