VMWARE, INC. 4

4 · VMWARE, INC. · Filed Nov 14, 2013

Form 4

Period: 2013-11-12

DirectorPresident and CEO

Transactions

Exercise/Conversion
Class A Common Stock
2013-11-12$33.95/sh+500,000$16,975,000→ 536,000 total
Exercise/Conversion
Class A Common Stock
2013-11-12$31.59/sh+100,000$3,159,000→ 636,000 total
Tax Payment
Class A Common Stock
2013-11-12$80.66/sh−432,445$34,881,014→ 203,555 total
Sale
Class A Common Stock
2013-11-13$79.87/sh−24,872$1,986,527→ 178,683 total
Sale
Class A Common Stock
2013-11-13$80.88/sh−142,683$11,540,201→ 36,000 total
Exercise/Conversion
Employee Stock Option (right-to-buy)
2013-11-12−500,000→ 0 total
Exercise: $33.95Exp: 2014-09-10→ Class A Common Stock (500,000 underlying)
Exercise/Conversion
Employee Stock Option (right-to-buy)
2013-11-12−100,000→ 1,340,006 total
Exercise: $31.59Exp: 2015-08-12→ Class A Common Stock (100,000 underlying)

Footnotes (6)

[F1]Shares withheld by VMware, Inc. to satisfy exercise price and taxes payable in connection wtih Mr. Maritz's stock option exercises.
[F2]Price represents weighted average for sales reported. The range of prices for the sales reported is $79.54 through $80.51.
[F3]The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F4]Price represents weighted average for sales reported. The range of prices for the sales reported is $80.55 through $81.49.
[F5]25% of the option shares vested on September 10, 2009. The remaining 75% vested monthly thereafter over three years.
[F6]312,001 option shares were fully vested as of the grant date (August 12, 2009). The remaining 1,128,005 option shares vested ratably each month until fully vested in March 2013.

Documents

1 file