4//SEC Filing
MAVENIR SYSTEMS INC 4
Accession 0001181431-13-059322
CIK 0001361470operating
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 7:56 PM ET
Size
18.7 KB
Accession
0001181431-13-059322
Insider Transaction Report
Form 4
Transactions
- Conversion
Series E Convertible Preferred Stock
2013-11-13−20,326,823→ 0 total(indirect: See footnotes)→ Common Stock (2,903,831 underlying) - Conversion
Common Stock
2013-11-13+2,903,831→ 2,903,831 total(indirect: See footnotes)
Transactions
- Conversion
Common Stock
2013-11-13+2,903,831→ 2,903,831 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2013-11-13−20,326,823→ 0 total(indirect: See footnotes)→ Common Stock (2,903,831 underlying)
Hornik David
10% Owner
Transactions
- Conversion
Series E Convertible Preferred Stock
2013-11-13−20,326,823→ 0 total(indirect: See footnotes)→ Common Stock (2,903,831 underlying) - Conversion
Common Stock
2013-11-13+2,903,831→ 2,903,831 total(indirect: See footnotes)
JOHNSTON JOHN R
10% Owner
Transactions
- Conversion
Common Stock
2013-11-13+2,903,831→ 2,903,831 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2013-11-13−20,326,823→ 0 total(indirect: See footnotes)→ Common Stock (2,903,831 underlying)
MARQUARDT DAVID F
10% Owner
Transactions
- Conversion
Common Stock
2013-11-13+2,903,831→ 2,903,831 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2013-11-13−20,326,823→ 0 total(indirect: See footnotes)→ Common Stock (2,903,831 underlying)
RAPPAPORT ANDREW
10% Owner
Transactions
- Conversion
Common Stock
2013-11-13+2,903,831→ 2,903,831 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2013-11-13−20,326,823→ 0 total(indirect: See footnotes)→ Common Stock (2,903,831 underlying)
August Capital Management V, L.L.C.
10% Owner
Transactions
- Conversion
Common Stock
2013-11-13+2,903,831→ 2,903,831 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2013-11-13−20,326,823→ 0 total(indirect: See footnotes)→ Common Stock (2,903,831 underlying)
Hartenbaum Howard
10% Owner
Transactions
- Conversion
Common Stock
2013-11-13+2,903,831→ 2,903,831 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2013-11-13−20,326,823→ 0 total(indirect: See footnotes)→ Common Stock (2,903,831 underlying)
Footnotes (3)
- [F1]The Series E Convertible Preferred Stock automatically converted into Common Stock on a seven-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F2]The shares of Series E Preferred Stock are held of record by August Capital V Special Opportunities, L.P. ("August V Special Opportunities"), as nominee for August Capital V Special Opportunities, August Capital Strategic Partners V, L.P. ("August Strategic V") and related individuals. August Capital Management V, L.L.C. ("ACM V"), the general partner of each of August V Special Opportunities and August Strategic V, may be deemed to have sole voting and investment power over the reported shares of the Issuer's common stock.
- [F3]Howard Hartenbaum, David M. Hornik, John R. Johnston, David F. Marquardt, Vivek Mehra and Andrew S. Rappaport, as members of ACM V, share voting and investment power over the reported shares of the Issuer's common stock. August V Special Opportunities, August Strategic V, ACM V and each of its members disclaim beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that August V Special Opportunities, August Strategic V, ACM V or any of its members is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
MAVENIR SYSTEMS INC
CIK 0001361470
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001361470
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 7:56 PM ET
- Size
- 18.7 KB