UNWIRED PLANET, INC. 4

4 · UNWIRED PLANET, INC. · Filed Nov 15, 2013

Form 4

Period: 2013-11-13

Director

Transactions

Award
COMMON STOCK
2013-11-13+56,792→ 56,792 total
Award
COMMON STOCK
2013-11-13+11,647→ 68,439 total
Award
Stock Option (Right to Buy)
2013-11-13$1.40/sh+250,000$350,000→ 250,000 total
Exercise: $1.40Exp: 2023-11-13→ COMMON (250,000 underlying)
Award
Performance Rights
2013-11-13+13,396→ 13,396 total
→ COMMON (13,396 underlying)
Award
Performance Rights
2013-11-13+13,396→ 13,396 total
→ COMMON (13,396 underlying)

Footnotes (5)

[F1]The Reporting Person was awarded restricted stock units with annual vesting over a three-year period commencing on July 26, 2014 contingent upon continued service as a member of the board of directors of the Issuer.
[F2]The Reporting Person was awarded restricted stock units that fully vest on June 3, 2014, contingent upon continued service as a member of the board of directors of the Issuer.
[F3]Shares subject to option shall vest and become exercisable in equal annual installments commencing on July 26, 2014 and ending on the three year anniversary of the date of grant.
[F4]Each performance right represents a contingent right to receive one share of UPIP common stock. The performance rights vest upon UPIP's common stock achieving a market value of $3.00 per share.
[F5]Each performance right represents a contingent right to receive one share of UPIP common stock. The performance rights vest upon UPIP's common stock achieving a market value of $4.00 per share.

Documents

1 file