ORGANOVO HOLDINGS, INC. 4
4 · ORGANOVO HOLDINGS, INC. · Filed Nov 15, 2013
Insider Transaction Report
Form 4
David Eric
Chief Strategy Officer
Transactions
- Sale
Common Stock
2013-11-13$10.39/sh−16,470$171,105→ 731,306 total
Footnotes (3)
- [F1]These shares were acquired pursuant to a cashless exercise of an in-the-money warrant exempt from Section 16(b). The Reporting Person initially acquired the warrant on February 8, 2012.
- [F2]This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $10.30 to $10.45. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]This number does not include 700,000 shares of common stock underlying outstanding options held by Mr. David; post-transaction Mr. David continues to beneficially own or have a right to acquire 1,431,306 shares of common stock.