4//SEC Filing
EXELIXIS, INC. 4
Accession 0001181431-13-059354
$EXELCIK 0000939767operating
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 9:22 PM ET
Size
10.4 KB
Accession
0001181431-13-059354
Insider Transaction Report
Form 4
EXELIXIS, INC.EXEL
SIMONTON PAMELA A
EVP & General Counsel
Transactions
- Exercise/Conversion
Common Stock
2013-11-15+1,875→ 17,843 total - Tax Payment
Common Stock
2013-11-15−704→ 17,139 total - Exercise/Conversion
Restricted Stock Units
2013-11-15−1,875→ 1,875 total→ Common Stock (1,875 underlying)
Holdings
- 9,687(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On December 9, 2009, the reporting person was granted 30,000 restricted stock units, of which 1/16th of the shares subject to the restricted stock units vested on November 15, 2013. Such restricted stock units were previously reported in Table II on a From 4 filed with the Securities and Exchange Commission on December 11, 2009.
- [F2]The reporting person is reporting the withholding by Exelixis, Inc. of 704 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of the Converted Common Stock to the reporting person on November 15, 2013.
- [F3]Represents 9,687 shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of November 14, 2013.
- [F4]Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.
- [F5]On December 9, 2009, the reporting person was granted 30,000 restricted stock units, of which 1/16th of the shares subject to the restricted stock units vested on November 15, 2013. The common stock into which such vested restricted stock units converted on November 15, 2013 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/16th of the original number of shares subject to the restricted stock units on each succeeding February 15, May 15, August 15 and November 15 until fully vested.
Documents
Issuer
EXELIXIS, INC.
CIK 0000939767
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000939767
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 9:22 PM ET
- Size
- 10.4 KB