4//SEC Filing
Nielsen Holdings N.V. 4
Accession 0001181431-13-059980
CIK 0001492633operating
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 5:48 PM ET
Size
19.2 KB
Accession
0001181431-13-059980
Insider Transaction Report
Form 4
Habib Mitchell
EVP, Global Business Services
Transactions
- Exercise/Conversion
Common Stock
2013-11-18$30.19/sh+31,250$943,438→ 73,418.09 total - Exercise/Conversion
Common Stock
2013-11-18$32.00/sh+21,797$697,504→ 63,965.09 total - Sale
Common Stock
2013-11-18$40.49/sh−56,953$2,306,027→ 42,168.09 total - Exercise/Conversion
Common Stock
2013-11-18$32.00/sh+35,156$1,124,992→ 99,121.09 total - Sale
Common Stock
2013-11-18$40.49/sh−31,250$1,265,344→ 42,168.09 total - Exercise/Conversion
Options to Purchase Common Stock (right to buy)
2013-11-18−35,156→ 0 totalExercise: $32.00Exp: 2017-02-02→ Common Stock (35,156 underlying) - Exercise/Conversion
Options to Purchase Common Stock (right to buy)
2013-11-18−31,250→ 87,500 totalExercise: $30.19Exp: 2018-05-11→ Common Stock (31,250 underlying) - Exercise/Conversion
Options to Purchase Common Stock (right to buy)
2013-11-18−21,797→ 6,680 totalExercise: $32.00Exp: 2017-02-02→ Common Stock (21,797 underlying)
Holdings
- 82,000(indirect: See Footnote)
Common Stock
Footnotes (7)
- [F1]Includes 12,000 restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013).
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.25 to $40.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.25 to $40.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]These shares of common stock are held through a limited liability company of which the Reporting Person is a manager. The reporting person disclaims beneficial ownership of the securities held by this limited liability company except to the extent of his pecuniary interest therein.
- [F5]Represents options to purchase shares of common stock of the Issuer, of which 1,758 vested on the grant date (December 31, 2006), 6,680 vested on December 31, 2007, 6,680 vested on December 31, 2009 and 6,680 vested on December 31, 2012. The remaining 6,679 will vest on December 31, 2013.
- [F6]Represents options to purchase shares of common stock of the Issuer, 81% of which were vested at the time of the Issuer's initial public offering and 19% of which vested on December 31, 2011.
- [F7]Represents options to purchase shares of common stock of the Issuer, which ratably vest in four installments over 4 years beginning one year after the grant date (May 11, 2011).
Documents
Issuer
Nielsen Holdings N.V.
CIK 0001492633
Entity typeoperating
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001492633
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 5:48 PM ET
- Size
- 19.2 KB