4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-13-060119
$NDAQCIK 0001120193operating
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:23 PM ET
Size
12.1 KB
Accession
0001181431-13-060119
Insider Transaction Report
Form 4
Jochumsen Hans-Ole
Executive Vice President
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-11-19−39,458→ 0 totalExercise: $25.07Exp: 2018-12-17→ Common Stock (39,458 underlying) - Sale
Common Stock, par value $0.01 per share
2013-11-19$37.00/sh−54,458$2,014,946→ 94,004 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2013-11-19$25.07/sh+39,458$989,212→ 148,462 total
Holdings
- 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 33,995
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying) - 15,771
Employee Stock Option (Right to Buy)
Exercise: $41.36Exp: 2018-03-24→ Common Stock (15,771 underlying)
Footnotes (5)
- [F1]Represents (i) 14,700 units of vested restricted stock (ii) 74,883 shares underlying PSUs, of which 27,455 shares are vested and (iii) 4,421 shares purchased pursuant to the Employee Share Purchase Plan.
- [F2]Options exercisable as to 100%.
- [F3]Options exercisable on March 4, 2014.
- [F4]Options exercisable on March 28, 2014.
- [F5]Options exercisable as to 100%.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 4:23 PM ET
- Size
- 12.1 KB