$NDAQ·4

NASDAQ OMX GROUP, INC. · Nov 21, 4:23 PM ET

NASDAQ OMX GROUP, INC. 4

4 · NASDAQ OMX GROUP, INC. · Filed Nov 21, 2013

Insider Transaction Report

Form 4
Period: 2013-11-19
Jochumsen Hans-Ole
Executive Vice President
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2013-11-1939,4580 total
    Exercise: $25.07Exp: 2018-12-17Common Stock (39,458 underlying)
  • Sale

    Common Stock, par value $0.01 per share

    2013-11-19$37.00/sh54,458$2,014,94694,004 total
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2013-11-19$25.07/sh+39,458$989,212148,462 total
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $19.75Exp: 2020-03-04Common Stock (22,059 underlying)
    22,059
  • Employee Stock Option (Right to Buy)

    Exercise: $25.28Exp: 2021-03-28Common Stock (33,995 underlying)
    33,995
  • Employee Stock Option (Right to Buy)

    Exercise: $41.36Exp: 2018-03-24Common Stock (15,771 underlying)
    15,771
Footnotes (5)
  • [F1]Represents (i) 14,700 units of vested restricted stock (ii) 74,883 shares underlying PSUs, of which 27,455 shares are vested and (iii) 4,421 shares purchased pursuant to the Employee Share Purchase Plan.
  • [F2]Options exercisable as to 100%.
  • [F3]Options exercisable on March 4, 2014.
  • [F4]Options exercisable on March 28, 2014.
  • [F5]Options exercisable as to 100%.

Documents

1 file
  • 4
    rrd395871.xmlPrimary

    FORM 4 - HANS OLE JOCHUMSEN 11/20/2013