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KLA TENCOR CORP · Dec 2, 6:31 PM ET

KLA TENCOR CORP 4

4 · KLA TENCOR CORP · Filed Dec 2, 2013

Insider Transaction Report

Form 4
Period: 2013-11-27
KLA TENCOR CORPKLAC
KAUFMAN STEPHEN P
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2013-11-27$44.76/sh+2,500$111,900→ 6,039 total
  • Exercise/Conversion

    Common Stock

    2013-11-27$40.24/sh+2,500$100,600→ 6,039 total
  • Sale

    Common Stock

    2013-11-27$63.88/sh−2,500$159,703→ 3,539 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2013-11-27−1,250→ 0 total
    Exercise: $55.88Exp: 2014-05-01→ Common Stock (1,250 underlying)
  • Sale

    Common Stock

    2013-11-27$63.91/sh−2,500$159,783→ 3,539 total
  • Exercise/Conversion

    Common Stock

    2013-11-27$56.79/sh+1,250$70,988→ 4,789 total
  • Sale

    Common Stock

    2013-11-27$63.86/sh−1,250$79,821→ 3,539 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2013-11-27−2,500→ 0 total
    Exercise: $44.76Exp: 2015-01-25→ Common Stock (2,500 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2013-11-27−1,250→ 0 total
    Exercise: $52.84Exp: 2014-10-30→ Common Stock (1,250 underlying)
  • Sale

    Common Stock

    2013-11-27$63.87/sh−1,250$79,839→ 3,539 total
  • Sale

    Common Stock

    2013-11-27$63.87/sh−1,250$79,834→ 3,539 total
  • Exercise/Conversion

    Common Stock

    2013-11-27$55.88/sh+1,250$69,850→ 4,789 total
  • Exercise/Conversion

    Common Stock

    2013-11-27$52.84/sh+1,250$66,050→ 4,789 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2013-11-27−2,500→ 0 total
    Exercise: $40.68Exp: 2014-10-18→ Common Stock (2,500 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2013-11-27−1,250→ 0 total
    Exercise: $56.79Exp: 2014-07-31→ Common Stock (1,250 underlying)
  • Exercise/Conversion

    Common Stock

    2013-11-27$40.68/sh+2,500$101,700→ 6,039 total
  • Sale

    Common Stock

    2013-11-27$63.89/sh−2,500$159,735→ 3,539 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2013-11-27−2,500→ 0 total
    Exercise: $40.24Exp: 2015-05-11→ Common Stock (2,500 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    17,782

  • Common Stock - Restricted Stock Units

    1,856
Footnotes (14)
  • [F1]This transaction was executed in multiple trades at prices ranging from $63.88 to $63.94. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F10]Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005.
  • [F11]Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005.
  • [F12]Represents a stock option granted on May 1, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 1, 2007.
  • [F13]Represents a stock option granted on July 31, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on July 31, 2007.
  • [F14]Represents a stock option granted on October 30, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 30, 2007.
  • [F2]This transaction was executed in multiple trades at prices ranging from $63.88 to $63.91. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]This transaction was executed in multiple trades at prices ranging from $63.87 to $63.90. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F4]This transaction was executed in multiple trades at prices ranging from $63.87 to $63.88. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F5]This transaction was executed in multiple trades at prices ranging from $63.84 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F6]This transaction was executed in multiple trades at prices ranging from $63.86 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F7]By The Stephen P. Kaufman Trust UAD 5/24/2002, of which the Reporting Person is a trustee and beneficiary.
  • [F8]Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
  • [F9]Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004.

Documents

1 file
  • 4
    rrd396410.xmlPrimary

    OPTION EXERCISES AND SALES