Home/Filings/4/0001181431-13-064570
4//SEC Filing

ZBB ENERGY CORP 4

Accession 0001181431-13-064570

CIK 0001140310operating

Filed

Dec 25, 7:00 PM ET

Accepted

Dec 26, 5:33 PM ET

Size

10.4 KB

Accession

0001181431-13-064570

Insider Transaction Report

Form 4
Period: 2013-12-23
Transactions
  • Sale

    Common Stock

    2013-12-24$0.95/sh20,000$19,000110,000 total
  • Sale

    Common Stock

    2013-12-23$0.96/sh10,000$9,634130,000 total
  • Sale

    Common Stock

    2013-12-26$0.95/sh20,000$19,04690,000 total
  • Sale

    Common Stock

    2013-12-23$0.86/sh20,000$17,182140,000 total
Holdings
  • Common Stock

    3,130
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.85 to $0.92, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]Represents shares of common stock held by TE Holdings Group, LLC. Mr. Reichard owns 100% of TE Holdings Group, LLC.
  • [F3]Reflects effect of one-for-five reverse stock split effected on October 31, 2013.
  • [F4]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.956 to $0.9805, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Documents

1 file

Issuer

ZBB ENERGY CORP

CIK 0001140310

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001140310

Filing Metadata

Form type
4
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 5:33 PM ET
Size
10.4 KB