4//SEC Filing
AMPCO PITTSBURGH CORP 4
Accession 0001181431-13-064800
$APCIK 0000006176operating
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 5:05 PM ET
Size
16.3 KB
Accession
0001181431-13-064800
Insider Transaction Report
Form 4
PAUL ROBERT A
DirectorChairman & CEO
Transactions
- Sale
Common Stock
2013-12-30$19.52/sh−7,300$142,502→ 60,698 total(indirect: By Trust) - Sale
Common Stock
2013-12-27$19.27/sh−8,000$154,179→ 67,998 total(indirect: By Trust)
Holdings
- 20,000
Non-Qualified Stock Options
Exercise: $17.16Exp: 2023-05-02→ Common Stock (20,000 underlying) - 42,889
Common Stock
- 20,000
Non-Qualified Stock Options
Exercise: $25.18Exp: 2021-05-05→ Common Stock (20,000 underlying) - 35,000
Non-Qualified Stock Options
Exercise: $13.37Exp: 2019-02-19→ Common Stock (35,000 underlying) - 35,000
Non-Qualified Stock Options
Exercise: $25.77Exp: 2020-02-18→ Common Stock (35,000 underlying) - 13,767(indirect: By Spouse)
Common Stock
- 35,000
Non-Qualified Stock Options
Exercise: $37.89Exp: 2018-09-04→ Common Stock (35,000 underlying) - 20,000
Non-Qualified Stock Options
Exercise: $17.67Exp: 2022-05-03→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Louis Berkman Declaration of Trust on August 1, 2013.
- [F3]The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.2000 to $19.4000 inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.4000 to $19.7000 inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
AMPCO PITTSBURGH CORP
CIK 0000006176
Entity typeoperating
IncorporatedPA
Related Parties
1- filerCIK 0000006176
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 5:05 PM ET
- Size
- 16.3 KB