AMPCO PITTSBURGH CORP 4
4 · AMPCO PITTSBURGH CORP · Filed Jan 2, 2014
Insider Transaction Report
Form 4
PAUL ROBERT A
DirectorChairman & CEO
Transactions
- Sale
Common Stock
[F2][F3]2013-12-31$19.54/sh−7,245$141,560→ 53,453 total(indirect: By Trust)
Holdings
- 42,889
Common Stock
- 13,767(indirect: By Spouse)
Common Stock
- 35,000
Non-Qualified Stock Options
[F1]Exercise: $37.89Exp: 2018-09-04→ Common Stock (35,000 underlying) - 35,000
Non-Qualified Stock Options
[F1]Exercise: $13.37Exp: 2019-02-19→ Common Stock (35,000 underlying) - 35,000
Non-Qualified Stock Options
[F1]Exercise: $25.77Exp: 2020-02-18→ Common Stock (35,000 underlying) - 20,000
Non-Qualified Stock Options
[F1]Exercise: $25.18Exp: 2021-05-05→ Common Stock (20,000 underlying) - 20,000
Non-Qualified Stock Options
[F1]Exercise: $17.67Exp: 2022-05-03→ Common Stock (20,000 underlying) - 20,000
Non-Qualified Stock Options
[F1]Exercise: $17.16Exp: 2023-05-02→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Louis Berkman Declaration of Trust on August 1, 2013.
- [F3]The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.4800 to $19.6500 inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Signature
Rose Hoover for Robert A. Paul (POA Previously Filed)|2014-01-02