4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-14-000889
$NDAQCIK 0001120193operating
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:17 PM ET
Size
8.9 KB
Accession
0001181431-14-000889
Insider Transaction Report
Form 4
Jochumsen Hans-Ole
Executive Vice President
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2013-12-31$39.80/sh−16,496$656,541→ 77,508 total
Holdings
- 33,995
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying) - 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 15,771
Employee Stock Option (Right to Buy)
Exercise: $41.36Exp: 2018-03-24→ Common Stock (15,771 underlying)
Footnotes (5)
- [F1]The transactions reported on this Form 4 consist of surrenders of shares to pay withholding taxes in connection with vestings of equity previously granted under NASDAQ OMX's Equity Incentive Plan.
- [F2]Represents (i) 14,700 units of vested restricted stock (ii) 58,387 shares underlying PSUs, of which 39,398 shares are vested and (iii) 4,421 shares purchased pursuant to the Employee Share Purchase Plan.
- [F3]Options exercisable on March 4, 2014.
- [F4]Options exercisable on March 28, 2014.
- [F5]Options exercisable as to 100%.
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:17 PM ET
- Size
- 8.9 KB