dELiAs, Inc. 4
4 · dELiAs, Inc. · Filed Jan 6, 2014
Insider Transaction Report
Form 4
dELiAs, Inc.DLIA
Zimmerman Michael
Director
Transactions
- Award
Common Stock, par value $0.001 per share
2014-01-02+54,945→ 160,588 total - Award
Common Stock, par value $0.001 per share
2014-01-02+8,654→ 169,242 total
Holdings
- 6,034,680(indirect: See Footnote)
Common Stock, par value $0.001 per share
Footnotes (2)
- [F1]Represents an award of restricted shares of common stock subject to the right of dELiA*S, Inc. to repurchase such shares at a purchase price of $0.001 per share. The repurchase right lapses on each of the first three anniversaries of the date of grant in an amount equal to one-third of the amount of such restricted shares of common stock.
- [F2]Michael Zimmerman ("Mr. Zimmerman") controls, and is responsible for the supervision and conduct of all investment activities of, Prentice Capital Management, LP ("Prentice Capital"), the manager of Prendel LLC ("Prendel"). Prendel owns 6,034,680 shares of common stock of dELiA*S, Inc. Mr. Zimmerman and Prentice Capital disclaim beneficial ownership of the common stock of dELiA*S, Inc owned by Prendel except to the extent of their pecuniary interest therein.