4//SEC Filing
UNIVERSAL BIOSENSORS INC 4
Accession 0001181431-14-001195
CIK 0001279695operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 3:16 PM ET
Size
17.0 KB
Accession
0001181431-14-001195
Insider Transaction Report
Form 4
Oates Adrian
VP, Quality & Regulatory
Transactions
- Award
Stock Option (Right to Buy)
2013-12-12+40,000→ 40,000 totalExercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying) - Award
Common Stock
2013-12-12+2,040→ 5,293 total
Holdings
- 100,000
Stock Option (Right to Buy)
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying) - 105,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying) - 16,667
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-05-14→ Common Stock (16,667 underlying) - 400,000
Stock Option (Right to Buy)
Exercise: $1.20Exp: 2017-09-18→ Common Stock (400,000 underlying)
Footnotes (9)
- [F1]The exercises price is stated in Australian dollars.
- [F2]13,333 stock options vest and become exercisable on 12/31/2014, 13,333 stock options vest and become exercisable on 12/31/2015, and 13,334 stock options vest and become exercisable on 12/31/2016.
- [F3]8,333 stock options vest and become exercisable on 12/31/2013, 8,333 stock options vest and become exercisable on 12/31/2014, and 8,334 stock options vest and become exercisable on 12/31/2015.
- [F4]8,333 stock options vested and became exercisable on 12/31/2012, 8,333 stock options vest and become exercisable on 12/31/2013, and 8,334 stock options vest and become exercisable on 12/31/2014.
- [F5]1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vested and became exercisable on 12/31/11 and the remaining stock options vested and became exercisable on 12/31/12.
- [F6]1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vested and became exercisable on 12/31/11 and the remaining stock options vested and became exercisable on 12/31/12.
- [F7]10,000 stock options vested and became exercisable on 12/31/10, 21,666 stock options vested and became exercisable on 12/31/11, 35,000 stock options vested and became exercisable on 12/31/12, 25,000 stock options vest and become exercisable on 12/31/13, and 13,334 stock options vest and become exercisable on 12/31/14.
- [F8]8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/11.
- [F9]1/3 of the stock options vested and became exercisable on 06/30/08, 1/3 of the options vested and became exercisable on 06/30/09 and the remaining stock options vested and became exercisable on 06/30/10.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001279695
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 3:16 PM ET
- Size
- 17.0 KB