4//SEC Filing
UNIVERSAL BIOSENSORS INC 4
Accession 0001181431-14-001198
CIK 0001279695operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 3:18 PM ET
Size
23.6 KB
Accession
0001181431-14-001198
Insider Transaction Report
Form 4
Chambers Garry
Vice President, Operations
Transactions
- Award
Common Stock
2013-12-12+2,040→ 2,052,549 total - Exercise/Conversion
Common Stock
2013-12-24$0.22/sh+288,168$63,397→ 2,340,717 total - Award
Stock Option (Right to Buy)
2013-12-12+40,000→ 40,000 totalExercise: $0.00Exp: 2020-12-13→ Common Stock (40,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2013-12-24−288,168→ 0 totalExercise: $0.22Exp: 2013-12-30→ Common Stock (288,168 underlying)
Holdings
- 36,000
Stock Option (Right to Buy)
Exercise: $1.18Exp: 2017-03-22→ Common Stock (36,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying) - 105,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying) - 16,667
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-05-14→ Common Stock (16,667 underlying) - 36,248
Stock Option (Right to Buy)
Exercise: $0.26Exp: 2015-12-31→ Common Stock (36,248 underlying)
Footnotes (12)
- [F1]The exercise pricereported is stated in Australian dollars.
- [F10]The stock options vested and became exercisable in three equal tranches on 12/31/04, 12/31/05, and 12/31/06 of which 288,168 options were exercised on June 11, 2013 and the balance of 384,224 options exercised on December 24, 2013.
- [F11]1/3 of the stock options vested and became exercisable on 01/01/07; 1/3 of the stock options vested and became exercisable on 01/01/08, and the remaining stock options vested and became exercisable on 01/01/09.
- [F12]The stock options vested and became exercisable in three equal tranches on 12/31/07, 12/31/08, and 12/31/09.
- [F2]13,333 stock options vest and become exercisable on 12/31/2014, 13,333 stock options vest and become exercisable on 12/31/2015, and 13,334 stock options vest and become exercisable on 12/31/2016.
- [F3]8,333 stock options vest and become exercisable on 12/31/2013, 8,333 stock options vest and become exercisable on 12/31/2014, and 8,334 stock options vest and become exercisable on 12/31/2015.
- [F4]8,333 stock options vested and became exercisbale on 12/31/2012, 8,333 stock options vest and become exercisbale on 12/31/2013, and 8,334 stock options vest and become exercisable on 12/31/2014.
- [F5]8,333 stock options vested and became exercisbale on 12/31/2011, 8,333 stock options vested and became exercisbale on 12/31/2012, and 8,334 stock options vest and become exercisable on 12/31/2013.
- [F6]1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vested and became exercisable on 12/31/11 and the remaining stock options vested and became exercisable on 12/31/12.
- [F7]10,000 stock options vest and become exercisable on 12/31/10, 21,666 stock options vested and became exercisable on 12/31/11, 35,000 stock options vested and became exercisable on 12/31/12, 25,000 stock options vest and become exercisable on 12/31/13, and 13,334 stock options vest and become exercisable on 12/31/14.
- [F8]8,333 stock options were exercised on February 10, 2010. 8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/11.
- [F9]1/3 of the stock options vested and became exercisable on 12/31/08. 1/3 of the stock options vested and became exercisable on 12/31/09. The remaining stock options vested and became exercisable on 12/31/10.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001279695
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 3:18 PM ET
- Size
- 23.6 KB