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4//SEC Filing

UNIVERSAL BIOSENSORS INC 4

Accession 0001181431-14-001864

CIK 0001279695operating
View on SEC.govCompany Profile

Filed

Jan 7, 7:00 PM ET

Accepted

Jan 8, 4:42 PM ET

Size

10.6 KB

Accession

0001181431-14-001864

Insider Transaction Report

Form 4
Period: 2013-12-12
UNIVERSAL BIOSENSORS INCUBI
Davis Frederick Harry
VP Business Development
Transactions
  • Award

    Stock Option (Right to Buy)

    2013-12-12+40,000→ 40,000 total
    Exercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying)
  • Award

    Common Stock

    2013-12-12+2,040→ 2,957 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $0.89Exp: 2018-11-17→ Common Stock (175,000 underlying)
    175,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying)
    25,000

  • Common Stock

    (indirect: By Spouse)
    28,747
Footnotes (5)
  • [F1]The price reported is stated in Australian dollars.
  • [F2]The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  • [F3]13,333 stock options vest and become exercisable on 12/31/2014, 13,333 stock options vest and become exercisable on 12/31/2015, and 13,334 stock options vest and become exercisable on 12/31/2016.
  • [F4]8,333 stock options vest and become exercisable on 12/31/2013, 8,333 stock options vest and become exercisable on 12/31/2014, and 8,334 stock options vest and become exercisable on 12/31/2015.
  • [F5]58,333 stock options vested and became exercisable on 12/31/2012, 58,333 stock options vest and become exercisable on 12/31/2013, and 58,334 stock options vest and become exercisable on 12/31/2014.

Documents

1 file

Issuer

UNIVERSAL BIOSENSORS INC

CIK 0001279695

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001279695

Filing Metadata

Form type
4
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 4:42 PM ET
Size
10.6 KB
View on SEC.gov