5//SEC Filing
CU Bancorp 5
Accession 0001181431-14-002225
CIK 0001543643operating
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 4:20 PM ET
Size
13.0 KB
Accession
0001181431-14-002225
Insider Transaction Report
Form 5
CU BancorpCUNB
Bernstein Kenneth L
Director
Transactions
- Award
Common Stock
2013-12-17+1,000→ 1,500 total
Holdings
- 5,500(indirect: By Spouse)
Common Stock
- 36,552(indirect: By Trust)
Common Stock
- 25,000(indirect: By IRA)
Common Stock
Footnotes (4)
- [F1]1,000 restricted shares of common stock were granted to the Reporting Person on December 17, 2013. The closing price per share of the issuer's stock as of that date was $17.50 per share. The restricted stock shares are subject to time-based vesting pursuant to which 500 shares will vest on each of December 17, 2014 and 2015.
- [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- [F3]Transferred 750 and 500 shares of stocks that vested on June 27, 2013 and September 7, 2013, respectively, from direct ownership to the Trust.
- [F4]As of January 13, 2014
Issuer
CU Bancorp
CIK 0001543643
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001543643
Filing Metadata
- Form type
- 5
- Filed
- Jan 12, 7:00 PM ET
- Accepted
- Jan 13, 4:20 PM ET
- Size
- 13.0 KB