Earnings Feed
Start Free
|5Jan 13, 4:20 PM ET

CU Bancorp 5

5 · CU Bancorp · Filed Jan 13, 2014

Insider Transaction Report

Form 5
Period: 2013-12-31
CU BancorpCUNB
Bernstein Kenneth L
Director
Transactions
  • Award

    Common Stock

    2013-12-17+1,000→ 1,500 total
Holdings

  • Common Stock

    (indirect: By Spouse)
    5,500

  • Common Stock

    (indirect: By Trust)
    36,552

  • Common Stock

    (indirect: By IRA)
    25,000
Footnotes (4)
  • [F1]1,000 restricted shares of common stock were granted to the Reporting Person on December 17, 2013. The closing price per share of the issuer's stock as of that date was $17.50 per share. The restricted stock shares are subject to time-based vesting pursuant to which 500 shares will vest on each of December 17, 2014 and 2015.
  • [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
  • [F3]Transferred 750 and 500 shares of stocks that vested on June 27, 2013 and September 7, 2013, respectively, from direct ownership to the Trust.
  • [F4]As of January 13, 2014

Documents

2 files