|5Jan 13, 7:23 PM ET

CU Bancorp 5

5 · CU Bancorp · Filed Jan 13, 2014

Insider Transaction Report

Form 5
Period: 2013-12-31
Transactions
  • Award

    Common Stock

    2013-12-17+1,00084,152 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    22,956
  • Common Stock

    (indirect: By Trust)
    175,282
  • Common Stock

    (indirect: By IRA)
    15,098
  • Common Stock

    (indirect: By Spouse)
    19,885
Footnotes (3)
  • [F1]1,000 restricted shares of common stock were granted to the Reporting Person on December 17, 2013. The closing price per share of the issuer's stock as of that date was $17.50 per share. The restricted stock shares are subject to time-based vesting pursuant to which 500 shares will vest on each of December 17, 2014 and 2015.
  • [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
  • [F3]As of January 13, 2014

Documents

1 file
  • 5
    rrd399748.xmlPrimary

    COSGROVE FORM 5 JANUARY 13, 2014