4//SEC Filing
PTGi HOLDING, INC. 4
Accession 0001181431-14-002644
$VATECIK 0001006837operating
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 2:41 PM ET
Size
19.0 KB
Accession
0001181431-14-002644
Insider Transaction Report
Form 4
HOLLIDAY MARK E
Director
Transactions
- Disposition to Issuer
Common Stock
2014-01-15−2,500→ 13,750 total - Award
Common Stock
2014-01-15+2,500→ 16,250 total - Disposition to Issuer
Common Stock
2014-01-15−5,000→ 11,250 total - Award
Common Stock
2014-01-15+5,000→ 16,250 total - Disposition to Issuer
Stock Option (right to buy)
2014-01-15−14,622→ 0 totalExercise: $3.88From: 2014-01-15Exp: 2022-06-12→ Common Stock (14,622 underlying) - Award
Stock Option (right to buy)
2014-01-15+14,622→ 14,622 totalExercise: $3.88From: 2014-01-15Exp: 2022-06-12→ Common Stock (14,622 underlying) - Disposition to Issuer
Stock Option (right to buy)
2014-01-15−21,309→ 0 totalExercise: $3.72From: 2014-01-15Exp: 2023-06-12→ Common Stock (21,309 underlying) - Award
Stock Option (right to buy)
2014-01-15+21,309→ 21,309 totalExercise: $3.72From: 2014-01-15Exp: 2023-06-12→ Common Stock (21,309 underlying)
Footnotes (5)
- [F1]Amendment of outstanding RSU resulting in deemed cancellation of RSU and grant of replacement RSU. On June 12, 2012, the Compensation Committee granted a time-based award of which one-half, or 2,500 shares, vested on June 12, 2013. The Compensation Committee accelerated the vesting of the final one-half, or 2,500 shares, from June 12, 2014 to January 15, 2014.
- [F2]Amendment of outstanding RSU resulting in deemed cancellation of RSU and grant of replacement RSU. On June 12, 2013, the Compensation Committee granted a time-based award of which no shares have vested. The Compensation Committee accelerated the vesting of one-half, or 2,500 shares, from June 12, 2014 to January 15, 2014 and one-half, or 2,500 shares, from June 12, 2015 to January 15, 2014.
- [F3]Amendment of outstanding option resulting in deemed cancellation of option and grant of replacement option. On June 12, 2012, Mr. Holliday received an Annual Grant of Director Stock Options that provided for vesting in three equal installments beginning on June 12, 2012. As a result of cash dividends declared since the original issuance, Mr. Holliday is now entitled to exercise 43,866 options at an exercise price of $3.88. The Compensation Committee accelerated the vesting of the final one-third, or 14,622 options, from June 12, 2014 to January 15, 2014.
- [F4]Amendment of outstanding option resulting in deemed cancellation of option and grant of replacement option. On June 12, 2013, Mr. Holliday received an Annual Grant of Director Stock Options that provided for vesting in three equal installments beginning on June 12, 2013. As a result of cash dividends declared since the original issuance, Mr. Holliday is now entitled to exercise 31,963 options at an exercise price of $3.72. The Compensation Committee accelerated the vesting of the second-third, or 10,654 options, from June 12, 2014 to January 15, 2014 and the final one-third, or 10,655 options, from June 12, 2015 to January 15, 2014.
- [F5]Director stock option grant.
Documents
Issuer
PTGi HOLDING, INC.
CIK 0001006837
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001006837
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 2:41 PM ET
- Size
- 19.0 KB