ICG GROUP, INC. 4
4 · ICG GROUP, INC. · Filed Jan 16, 2014
Insider Transaction Report
Form 4
ICG GROUP, INC.ICGE
RINGO PHILIP J
Director
Transactions
- Award
Common Stock, par value $.001 per share
2014-01-14+7,500→ 120,221 total
Footnotes (2)
- [F1]This amount represents deferred stock units granted as an annual service grant pursuant to the ICG Amended and Restated Non-Management Director Compensation Plan; such deferred stock units are exchangeable for an equivalent number of shares of Common Stock following the date of termination of service of the Reporting Person with the Issuer.
- [F2]This amount includes: (a) 50,839 shares of Common Stock that the Reporting Person has the right to receive following the termination of his services as a director pursuant to the terms of the ICG Group, Inc. Deferred Stock Unit Program, (b) 55,062 shares of Common Stock that the Reporting Person has the right to receive following the termination of his service or employment with the Company pursuant to the terms of the ICG Amended and Restated Non-Management Director Compensation Plan and (c) 7,500 restricted shares granted as an annual service grant pursuant to the ICG Amended and Restated Non-Management Director Compensation Plan.