ACTUATE CORP 4
4 · ACTUATE CORP · Filed Jan 17, 2014
Insider Transaction Report
Form 4
ACTUATE CORPACTU
McKeever Thomas
General Counsel & VP, Corp Dev
Transactions
- Exercise/Conversion
Common Stock
2014-01-14$4.44/sh+1,250$5,550→ 38,875 total - Sale
Common Stock
2014-01-15$8.02/sh−13,750$110,261→ 37,625 total - Sale
Common Stock
2014-01-14$8.00/sh−1,250$10,000→ 37,625 total - Exercise/Conversion
Common Stock
2014-01-15$4.44/sh+13,750$61,050→ 51,375 total - Exercise/Conversion
Option (right to buy)
2014-01-14−1,250→ 388,750 totalExercise: $4.44From: 2007-05-10Exp: 2016-05-10→ Common Stock (1,250 underlying) - Exercise/Conversion
Option (right to buy)
2014-01-15−13,750→ 375,000 totalExercise: $4.44From: 2007-05-10Exp: 2016-05-10→ Common Stock (13,750 underlying)
Footnotes (4)
- [F1]Represents a weighted average price within the range of $8.00 and $8.07.
- [F2]. Includes (a) 1,875 shares of Issuer's common stock subject to a restricted stock unit award granted on January 26, 2010 that will be issued as those units vest, (b) 7,500 shares of Issuer's common stock subject to a restricted stock unit award granted on January 28, 2011 that will be issued as those units vest, (c) 18,750 shares of Issuer's common stock subject to a restricted stock unit award granted on January 27, 2012 that will be issued as those units vest, and (d) 7,500 shares of Issuer's common stock subject to a restricted stock unit award granted on January 30, 2013 that will be issued as those units vest.
- [F3]The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of May 10, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
- [F4]The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of May 10, 2006 and for the balance in a series of equal monthly installments over the following 36 months.