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4//SEC Filing

ACTUATE CORP 4

Accession 0001181431-14-002798

CIK 0001062478operating
View on SEC.govCompany Profile

Filed

Jan 16, 7:00 PM ET

Accepted

Jan 17, 12:17 PM ET

Size

14.1 KB

Accession

0001181431-14-002798

Insider Transaction Report

Form 4
Period: 2014-01-14
ACTUATE CORPACTU
McKeever Thomas
General Counsel & VP, Corp Dev
Transactions
  • Exercise/Conversion

    Common Stock

    2014-01-14$4.44/sh+1,250$5,550→ 38,875 total
  • Sale

    Common Stock

    2014-01-15$8.02/sh−13,750$110,261→ 37,625 total
  • Sale

    Common Stock

    2014-01-14$8.00/sh−1,250$10,000→ 37,625 total
  • Exercise/Conversion

    Common Stock

    2014-01-15$4.44/sh+13,750$61,050→ 51,375 total
  • Exercise/Conversion

    Option (right to buy)

    2014-01-14−1,250→ 388,750 total
    Exercise: $4.44From: 2007-05-10Exp: 2016-05-10→ Common Stock (1,250 underlying)
  • Exercise/Conversion

    Option (right to buy)

    2014-01-15−13,750→ 375,000 total
    Exercise: $4.44From: 2007-05-10Exp: 2016-05-10→ Common Stock (13,750 underlying)
Footnotes (4)
  • [F1]Represents a weighted average price within the range of $8.00 and $8.07.
  • [F2]. Includes (a) 1,875 shares of Issuer's common stock subject to a restricted stock unit award granted on January 26, 2010 that will be issued as those units vest, (b) 7,500 shares of Issuer's common stock subject to a restricted stock unit award granted on January 28, 2011 that will be issued as those units vest, (c) 18,750 shares of Issuer's common stock subject to a restricted stock unit award granted on January 27, 2012 that will be issued as those units vest, and (d) 7,500 shares of Issuer's common stock subject to a restricted stock unit award granted on January 30, 2013 that will be issued as those units vest.
  • [F3]The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of May 10, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
  • [F4]The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of May 10, 2006 and for the balance in a series of equal monthly installments over the following 36 months.

Documents

1 file

Issuer

ACTUATE CORP

CIK 0001062478

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001062478

Filing Metadata

Form type
4
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 12:17 PM ET
Size
14.1 KB
View on SEC.gov