NCI BUILDING SYSTEMS INC 4
4 · NCI BUILDING SYSTEMS INC · Filed Jan 17, 2014
Insider Transaction Report
Form 4
CD&R Associates VIII, Ltd.
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value
2014-01-15$17.14/sh−10,925,000$187,309,125→ 43,211,817 total(indirect: See note)
Footnotes (1)
- [F1]Following the sale of shares, Clayton, Dublier & Rice Fund VIII, L.P. ("Fund VIII") directly owns 43,103,910 shares of common stock and CD&R Friends & Family Fund VIII, L.P. ("F&F VIII") directly owns 107,907 shares of common stock. As a general partner of both Fund VIII and F&F VIII, CD&R Associates VIII, Ltd. may be deemed to own a total of 43,211,817 shares of common stock. CD&R Associates VIII, L.P. is the sole stockholder of CD&R Associates VIII, Ltd. and CD&R Investment Associates VIII, Ltd. is the general partner of CD&R Associates VIII, L.P. CD&R Associates VIII, Ltd, CD&R Associates VIII, L.P. and CD&R Investment Associates VIII, Ltd. expressly disclaim beneficial ownership of the shares of common stock held by Fund VIII and F&F VIII.