American Water Works Company, Inc. 4

4 · American Water Works Company, Inc. · Filed Jan 27, 2014

Form 4

Period: 2014-01-22

SVP,NE Div. &Pres. NJ American

Transactions

Award
Performance Stock Units
2014-01-22+111→ 261 total
Exp: 2013-12-31→ Common Stock (111 underlying)
Exercise/Conversion
Comon Stock
2014-01-22+261→ 542 total
Tax Payment
Common Stock
2014-01-22$42.11/sh−239$10,064→ 602 total
Award
Common Stock
2014-01-22+299→ 841 total
Exercise/Conversion
Performance Stock Units
2014-01-22−261→ 0 total
Exp: 2013-12-31→ Common Stock (261 underlying)

Footnotes (4)

[F1]Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual total stockholder return ("TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Index over a three-year performance period, beginning on January 1, 2011 and ending December 31, 2013.
[F2]Represents the above-target earned portion of the TSR performance stock unit. In 2011, the Company granted 150 performance stock units, equal to the number of shares to be received if target performance was achieved.
[F3]Represents the earned portion of the TSR performance stock units, including target units granted in 2011 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target.
[F4]Represents the end of the performance period to which the performance stock units relate.

Documents

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