4//SEC Filing
MULTI COLOR Corp 4
Accession 0001181431-14-004753
CIK 0000819220operating
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 5:18 PM ET
Size
29.4 KB
Accession
0001181431-14-004753
Insider Transaction Report
Form 4
MULTI COLOR CorpLABL
DCP IV GP, L.P.
10% Owner
Transactions
- Other
Common Stock
2014-01-23−33,731.62→ 1,799,436.15 total - Other
Common Stock
2014-01-23$36.72/sh−0.73$27→ 24,155 total - Other
Common Stock
2014-01-23−450.93→ 24,155.73 total - Other
Common Stock
2014-01-23$36.72/sh−0.19$7→ 682,332 total - Other
Common Stock
2014-01-23$36.72/sh−0.15$6→ 1,799,436 total - Other
Common Stock
2014-01-23−12,792.72→ 682,332.19 total
Holdings
- 12,000
Common Stock
BENACERRAF ARI J
Director10% Owner
Transactions
- Other
Common Stock
2014-01-23−33,731.62→ 1,799,436.15 total - Other
Common Stock
2014-01-23$36.72/sh−0.19$7→ 682,332 total - Other
Common Stock
2014-01-23$36.72/sh−0.73$27→ 24,155 total - Other
Common Stock
2014-01-23−12,792.72→ 682,332.19 total - Other
Common Stock
2014-01-23$36.72/sh−0.15$6→ 1,799,436 total - Other
Common Stock
2014-01-23−450.93→ 24,155.73 total
Holdings
- 12,000
Common Stock
DEAL LEADERS FUND L P
10% Owner
Transactions
- Other
Common Stock
2014-01-23−12,792.72→ 682,332.19 total - Other
Common Stock
2014-01-23−33,731.62→ 1,799,436.15 total - Other
Common Stock
2014-01-23−450.93→ 24,155.73 total - Other
Common Stock
2014-01-23$36.72/sh−0.73$27→ 24,155 total - Other
Common Stock
2014-01-23$36.72/sh−0.15$6→ 1,799,436 total - Other
Common Stock
2014-01-23$36.72/sh−0.19$7→ 682,332 total
Holdings
- 12,000
Common Stock
RUSH ANDREW H
10% Owner
Transactions
- Other
Common Stock
2014-01-23−450.93→ 24,155.73 total - Other
Common Stock
2014-01-23$36.72/sh−0.73$27→ 24,155 total - Other
Common Stock
2014-01-23−33,731.62→ 1,799,436.15 total - Other
Common Stock
2014-01-23$36.72/sh−0.19$7→ 682,332 total - Other
Common Stock
2014-01-23$36.72/sh−0.15$6→ 1,799,436 total - Other
Common Stock
2014-01-23−12,792.72→ 682,332.19 total
Holdings
- 12,000
Common Stock
DIAMOND CASTLE PARTNERS IV-A L P
10% Owner
Transactions
- Other
Common Stock
2014-01-23$36.72/sh−0.19$7→ 682,332 total - Other
Common Stock
2014-01-23−450.93→ 24,155.73 total - Other
Common Stock
2014-01-23$36.72/sh−0.15$6→ 1,799,436 total - Other
Common Stock
2014-01-23$36.72/sh−0.73$27→ 24,155 total - Other
Common Stock
2014-01-23−12,792.72→ 682,332.19 total - Other
Common Stock
2014-01-23−33,731.62→ 1,799,436.15 total
Holdings
- 12,000
Common Stock
RANGER MICHAEL W
10% Owner
Transactions
- Other
Common Stock
2014-01-23$36.72/sh−0.73$27→ 24,155 total - Other
Common Stock
2014-01-23$36.72/sh−0.15$6→ 1,799,436 total - Other
Common Stock
2014-01-23−12,792.72→ 682,332.19 total - Other
Common Stock
2014-01-23−33,731.62→ 1,799,436.15 total - Other
Common Stock
2014-01-23$36.72/sh−0.19$7→ 682,332 total - Other
Common Stock
2014-01-23−450.93→ 24,155.73 total
Holdings
- 12,000
Common Stock
DCP IV GP-GP, LLC
10% Owner
Transactions
- Other
Common Stock
2014-01-23$36.72/sh−0.19$7→ 682,332 total - Other
Common Stock
2014-01-23−12,792.72→ 682,332.19 total - Other
Common Stock
2014-01-23−450.93→ 24,155.73 total - Other
Common Stock
2014-01-23$36.72/sh−0.73$27→ 24,155 total - Other
Common Stock
2014-01-23−33,731.62→ 1,799,436.15 total - Other
Common Stock
2014-01-23$36.72/sh−0.15$6→ 1,799,436 total
Holdings
- 12,000
Common Stock
DIAMOND CASTLE PARTNERS IV L P
10% Owner
Transactions
- Other
Common Stock
2014-01-23$36.72/sh−0.73$27→ 24,155 total - Other
Common Stock
2014-01-23$36.72/sh−0.15$6→ 1,799,436 total - Other
Common Stock
2014-01-23−12,792.72→ 682,332.19 total - Other
Common Stock
2014-01-23$36.72/sh−0.19$7→ 682,332 total - Other
Common Stock
2014-01-23−450.93→ 24,155.73 total - Other
Common Stock
2014-01-23−33,731.62→ 1,799,436.15 total
Holdings
- 12,000
Common Stock
Footnotes (12)
- [F1]Diamond Castle Partners IV, L.P. is filing this report as a precautionary matter to reflect its pecuniary interest in 143,374.77 shares held under an escrow agreement. 33,731.62 of such shares held in escrow will be released to the issuer and the remainder will be released to Diamond Castle Partners IV, L.P. Diamond Castle Partners IV, L.P. disclaims beneficial ownership of the shares to be released to the issuer and this report shall not be deemed to be an admission that it is or was the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Diamond Castle Partners IV, L.P. also disclaims any requirement to report the distribution of escrow shares to the issuer on Form 4. Shareholdings reflect changes in number of escrowed shares previously reported due to rounding.
- [F10]Diamond Castle Partners IV-A, L.P. disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that it is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F11]Deal Leaders Fund, L.P. disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that it is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F12]DCP IV GP, L.P. ("DCP IV GP") is the general partner of each of Diamond Castle Partners IV, L.P., Diamond Castle Partners IV-A, L.P. and Deal Leaders Fund, L.P. DCP IV GP-GP, LLC ("DCP IV GP-GP") is the general partner of DCP IV GP. Ari J. Benacerraf, Michael W. Ranger and Andrew H. Rush are the managing members of DCP IV GP-GP. Each of DCP IV GP, DCP IV GP-GP, Ari J. Benacerraf, Michael W. Ranger and Andrew H. Rush disclaim beneficial ownership of these securities except to the extent of such person's pecuniary interest and this report shall not be deemed to be an admission that such person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]Diamond Castle Partners IV-A, L.P. is filing this report as a precautionary matter to reflect its pecuniary interest in 54,374.91 shares held under an escrow agreement. 12,792.72 of such shares held in escrow will be released to the issuer and the remainder will be released to Diamond Castle Partners IV-A, L.P. Diamond Castle Partners IV-A, L.P. disclaims beneficial ownership of the shares to be released to the issuer and this report shall not be deemed to be an admission that it is or was the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Diamond Castle Partners IV-A, L.P. also disclaims any requirement to report the distribution of escrow shares to the issuer on Form 4. Shareholdings reflect changes in number of escrowed shares previously reported due to rounding.
- [F3]Deal Leaders Fund, L.P. is filing this report as a precautionary matter to reflect its pecuniary interest in 1,916.66 shares held under an escrow agreement. 450.93 of such shares held in escrow will be released to the issuer and the remainder will be released to Deal Leaders Fund, L.P. Deal Leaders Fund, L.P. disclaims beneficial ownership of the shares to be released to the issuer and this report shall not be deemed to be an admission that it is or was the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Deal Leaders Fund, L.P. also disclaims any requirement to report the distribution of escrow shares to the issuer on Form 4. Shareholdings reflect changes in number of escrowed shares previously reported due to rounding.
- [F4]Shares held directly by Diamond Castle Partners IV, L.P.
- [F5]Shares held directly by Diamond Castle Partners IV-A, L.P.
- [F6]Shares held directly by Deal Leaders Fund, L.P.
- [F7]Shares held directly by Ari J. Benacerraf. Each of the other reporting persons disclaims beneficial ownership of the shares held by Mr. Benacerraf and this report shall not be deemed to be an admission that each such person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F8]Reflects issuer repurchase of fractional shares held through escrow account.
- [F9]Diamond Castle Partners IV, L.P. disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that it is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
MULTI COLOR Corp
CIK 0000819220
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000819220
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 5:18 PM ET
- Size
- 29.4 KB