Pike Corp 4

Accession 0001181431-14-004767

CIK 0001317577operating

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 5:25 PM ET

Size

28.7 KB

Accession

0001181431-14-004767

Form 4

Period: 2014-01-30

DirectorChairman, CEO and President

Transactions

Exercise/Conversion
Common Stock
2014-02-02+19,545→ 456,804 total
Exercise/Conversion
Restricted Stock Units
2014-02-02−19,545→ 0 total
→ Common Stock (19,545 underlying)
Disposition to Issuer
Common Stock
2014-01-30$10.54/sh−34,506$363,693→ 437,259 total
Disposition to Issuer
Common Stock
2014-02-01$10.50/sh−20,846$218,883→ 437,259 total
Disposition to Issuer
Common Stock
2014-02-02$10.50/sh−19,545$205,223→ 437,259 total
Exercise/Conversion
Common Stock
2014-01-30+34,506→ 471,765 total
Exercise/Conversion
Restricted Stock Units
2014-02-01−20,846→ 20,847 total
→ Common Stock (20,846 underlying)
Exercise/Conversion
Common Stock
2014-02-01+20,846→ 458,105 total
Exercise/Conversion
Restricted Stock Units
2014-01-30−34,506→ 69,012 total
→ Common Stock (34,506 underlying)

Holdings

Option to buy
Exercise: $18.41Exp: 2016-11-01→ Common Stock (27,159 underlying)
27,159
Option to buy
Exercise: $9.61Exp: 2021-03-01→ Common Stock (116,603 underlying)
116,603
Option to Buy
Exercise: $9.22Exp: 2022-03-01→ Common Stock (130,108 underlying)
130,108
Option to buy
Exercise: $6.51Exp: 2014-10-21→ Common Stock (343,746 underlying)
343,746
Option to buy
Exercise: $14.25Exp: 2018-10-01→ Common Stock (98,475 underlying)
98,475
Option to buy
Exercise: $11.33Exp: 2019-09-01→ Common Stock (112,917 underlying)
112,917
Common Stock
(indirect: See footnote)
1,549,253
Common Stock
(indirect: See footnote)
67,467
Option to buy
Exercise: $14.00Exp: 2015-07-27→ Common Stock (428,571 underlying)
428,571

Footnotes (9)

[F1]Each restricted stock unit was the economic equivalent of one share of common stock. Mr. Pike settled the restricted stock units in cash, pursuant to the terms of the grant.
[F2]These shares are owned directly by the Joe B./Anne A. Pike Generation Skipping Trust, of which Mr. Pike is a trustee. Mr. Pike expressly disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
[F3]These shares are owned directly by Takuan LLC, an entity controlled by Mr. Pike.
[F4]All of these options are vested and exercisable.
[F5]These restricted stock units vested on February 2, 2014 and, pursuant to the terms of the grant, were settled in cash.
[F6]77,735 of these options are vested and exercisable and 38,868 of these options vest on March 1, 2014.
[F7]The remaining restricted stock units vest on February 1, 2015 and, pursuant to the terms of the grant, will be settled in cash.
[F8]43,369 of these options are vested and exercisable and 86,739 of these options vest in equal amounts on March 1 of each of 2014 and 2015.
[F9]The remaining restricted stock units vest in equal amounts on January 30 of each of 2015 and 2016 and, pursuant to the terms of the grant, will be settled in cash.

Documents

1 file

Pike Corp

CIK 0001317577

Entity typeoperating

IncorporatedNC