Home/Filings/4/0001181431-14-005521
4//SEC Filing

GRANITE CITY FOOD & BREWERY LTD. 4

Accession 0001181431-14-005521

CIK 0001048620operating

Filed

Feb 5, 7:00 PM ET

Accepted

Feb 6, 4:41 PM ET

Size

11.9 KB

Accession

0001181431-14-005521

Insider Transaction Report

Form 4
Period: 2014-02-04
Transactions
  • Award

    Stock Option (right to buy)

    2014-02-04+25,00025,000 total
    Exercise: $2.10Exp: 2024-02-04Common Stock (25,000 underlying)
Holdings
  • Redeemable Preferred Stock, par value $0.01

    (indirect: By Trust)
    2,000
  • Warrant to Purchase Common Stock

    (indirect: By Trust)
    Exercise: $1.50Exp: 2018-10-31Common Stock (350,000 underlying)
    350,000
  • Stock Option (right to buy)

    Exercise: $2.02From: 2014-05-10Exp: 2023-05-10Common Stock (4,950 underlying)
    4,950
  • Stock Option (right to buy)

    Exercise: $2.21From: 2013-05-10Exp: 2022-05-10Common Stock (4,525 underlying)
    4,525
  • Stock Option (right to buy)

    Exercise: $3.55From: 2012-06-14Exp: 2021-06-14Common Stock (3,000 underlying)
    3,000
Footnotes (5)
  • [F1]This Redeemable Preferred Stock is not convertible into Common Stock.
  • [F2]This option was granted under the Company's Long-Term Incentive Plan, which meets the requirements of Rule 16b-3.
  • [F3]Represents fair market value on the date of grant as determined by the Company's Compensation Committee.
  • [F4]This option vests as follows: 10% on the date of grant, 15% on the first anniversary of the date of grant, an additional 20% on the second anniversary of the date of grant, an additional 25% on the third anniversary of the date of grant, and an additional 30% on the fourth anniversary of the date of grant.
  • [F5]This warrant is exercisable to the extent of 50% of the shares of common stock on the date of issuance and then three equal annual installments of 16.67% each commencing on December 4, 2014.

Issuer

GRANITE CITY FOOD & BREWERY LTD.

CIK 0001048620

Entity typeoperating
IncorporatedMN

Related Parties

1
  • filerCIK 0001048620

Filing Metadata

Form type
4
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 4:41 PM ET
Size
11.9 KB