4/A//SEC Filing
GAIN Capital Holdings, Inc. 4/A
Accession 0001181431-14-005841
CIK 0001444363operating
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 5:45 PM ET
Size
12.3 KB
Accession
0001181431-14-005841
Insider Transaction Report
Form 4/AAmended
MASTER GLOBAL ASSETS Ltd
10% Owner
Transactions
- Sale
Common Stock
2014-01-27$8.79/sh−8,531$74,987→ 4,500,000 total - Sale
Common Stock
2014-01-27$9.10/sh−29,139$265,165→ 4,470,861 total - Sale
Common Stock
2014-01-28$8.75/sh−250,000$2,187,500→ 4,220,861 total
Daher Abdallah
10% Owner
Transactions
- Sale
Common Stock
2014-01-27$8.79/sh−8,531$74,987→ 4,500,000 total - Sale
Common Stock
2014-01-27$9.10/sh−29,139$265,165→ 4,470,861 total - Sale
Common Stock
2014-01-28$8.75/sh−250,000$2,187,500→ 4,220,861 total
Daher Michel
10% Owner
Transactions
- Sale
Common Stock
2014-01-27$9.10/sh−29,139$265,165→ 4,470,861 total - Sale
Common Stock
2014-01-27$8.79/sh−8,531$74,987→ 4,500,000 total - Sale
Common Stock
2014-01-28$8.75/sh−250,000$2,187,500→ 4,220,861 total
Footnotes (3)
- [F1]In the Form 4 filed by Master Global Assets Limited ("MGAL"), Michel Daher and Abdallah Daher (collectively, the "Reporting Persons") on January 30, 2014, the Reporting Persons inadvertently reported the number of shares of GAIN Capital Holdings, Inc.'s Common Stock sold to include only the 250,000 shares of Common Stock sold by MGAL on January 28, 2014. MGAL also sold shares of Common Stock on January 27, 2014, and the purpose of this amendment to Form 4 is to correct such aggregate number of shares sold and report separately each transaction which occurred on such date.
- [F2]The shares reported on this amendment to Form 4 are owned directly by MGAL. This Form 4 is being filed jointly by the Reporting Persons. Michel Daher and Abdallah Daher may be deemed to indirectly beneficially own the shares owned directly by MGAL because they are both the owners and directors of MGAL. Michel Daher and Abdallah Daher disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Act of 1934 or otherwise, Michel Daher or Abdallah Daher is the beneficial owner of any of the securities reported herein.
- [F3]The price reported is a weighted average price. The highest sale price was $9.19, and the lowest sale price was $8.59. The Reporting Persons undertake to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001444363
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 5:45 PM ET
- Size
- 12.3 KB