4//SEC Filing
FISERV INC 4
Accession 0001181431-14-006848
$FISVCIK 0000798354operating
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 7:01 PM ET
Size
34.4 KB
Accession
0001181431-14-006848
Insider Transaction Report
Form 4
FISERV INCFISV
DILLON DONALD F
Director
Transactions
- Sale
Common Stock
2014-02-11$55.34/sh−918$50,802→ 3,506,718 total - Exercise/Conversion
Common Stock
2014-02-11$19.37/sh+826$16,000→ 3,507,544 total - Sale
Common Stock
2014-02-11$55.33/sh−826$45,703→ 3,506,718 total - Exercise/Conversion
Common Stock
2014-02-11$17.40/sh+918$15,973→ 3,507,636 total - Exercise/Conversion
Common Stock
2014-02-11$19.72/sh+6,844$134,964→ 3,513,562 total - Sale
Common Stock
2014-02-11$55.31/sh−6,844$378,542→ 3,506,718 total - Exercise/Conversion
Stock Option (right to buy)
2014-02-11−826→ 0 totalExercise: $19.37From: 2005-02-18Exp: 2014-02-18→ Common Stock (826 underlying) - Exercise/Conversion
Stock Option (right to buy)
2014-02-11−918→ 0 totalExercise: $17.40From: 2005-04-06Exp: 2014-04-06→ Common Stock (918 underlying) - Exercise/Conversion
Stock Option (right to buy)
2014-02-11−6,844→ 0 totalExercise: $19.72From: 2006-04-06Exp: 2015-04-06→ Common Stock (6,844 underlying)
Holdings
- 267,500(indirect: By Trust)
Common Stock
- 5,032
Stock Option (right to buy)
Exercise: $44.68Exp: 2023-05-22→ Common Stock (5,032 underlying) - 5,452
Stock Option (right to buy)
Exercise: $33.35From: 2013-05-22Exp: 2022-05-23→ Common Stock (5,452 underlying) - 5,194
Stock Option (right to buy)
Exercise: $31.30From: 2012-05-23Exp: 2021-05-25→ Common Stock (5,194 underlying) - 6,864
Stock Option (right to buy)
Exercise: $23.23From: 2011-05-25Exp: 2020-05-26→ Common Stock (6,864 underlying) - 7,658
Stock Option (right to buy)
Exercise: $20.68From: 2010-05-20Exp: 2019-05-20→ Common Stock (7,658 underlying) - 6,124
Stock Option (right to buy)
Exercise: $25.50From: 2009-05-20Exp: 2018-05-21→ Common Stock (6,124 underlying) - 5,096
Stock Option (right to buy)
Exercise: $26.49From: 2008-05-23Exp: 2017-05-23→ Common Stock (5,096 underlying) - 6,136
Stock Option (right to buy)
Exercise: $22.00From: 2007-05-24Exp: 2016-05-24→ Common Stock (6,136 underlying)
Footnotes (9)
- [F1]Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on December 16, 2013 to holders of record on December 2, 2013.
- [F2]This transaction was executed in multiple trades at prices ranging from $55.02 to $55.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $55.02 to $55.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $54.92 to $55.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]By the Dillon Foundation of which Mr. Dillon serves as a trustee.
- [F6]The option vested in 5 equal annual installments beginning February 18, 2005 and is due to expire February 18, 2014.
- [F7]The option vested in 5 equal annual installments beginning April 6, 2005 and is due to expire April 6, 2014.
- [F8]The option vested in 5 equal annual installments beginning April 6, 2006 and is due to expire April 6, 2015.
- [F9]These options vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.
Documents
Issuer
FISERV INC
CIK 0000798354
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000798354
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 7:01 PM ET
- Size
- 34.4 KB