5//SEC Filing
Tropicana Las Vegas Hotel & Casino, Inc. 5
Accession 0001181431-14-007004
CIK 0001479046operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 3:14 PM ET
Size
22.3 KB
Accession
0001181431-14-007004
Insider Transaction Report
Form 5
Duncanson Timothy A.R.
Director10% Owner
Transactions
- Small Acquisition
CLASS A COMMON STOCK
2013-08-06$3.00/sh+5,000$15,000→ 3,328,447 total(indirect: See Footnotes) - Small Acquisition
CLASS A COMMON STOCK
2013-08-06$3.00/sh+3,823$11,469→ 3,328,447 total(indirect: See Footnotes) - Small Acquisition
CLASS A COMMON STOCK
2013-08-06$3.00/sh+6,323$18,969→ 3,328,447 total(indirect: See Footnotes) - Small Acquisition
CLASS A COMMON STOCK
2013-08-06$3.00/sh+3,823$11,469→ 3,328,447 total(indirect: See Footnotes) - Small Acquisition
CLASS A COMMON STOCK
2013-08-06$3.00/sh+3,823$11,469→ 3,328,447 total(indirect: See Footnotes) - Small Acquisition
CLASS A COMMON STOCK
2013-08-06$3.00/sh+3,823$11,469→ 3,328,447 total(indirect: See Footnotes) - Small Acquisition
CLASS A COMMON STOCK
2013-08-06$3.00/sh+3,823$11,469→ 3,328,447 total(indirect: See Footnotes)
Footnotes (9)
- [F1]On August 6, 2013, Onex Armenco Gaming II LP entered into a Stock Purchase Agreement pursuant to which it agreed to purchase 5,000 shares of the Issuer's Class A Common Stock. Trilliant Gaming Nevada Inc. ("Trilliant Gaming") is the general partner of, and controls all voting and investment decisions of, Onex Armenco Gaming II LP, which owns the reported securities. (Continued to footnote 2)
- [F2]Each of Mr. Alex Yemenidjian, Chairman, Chief Executive Officer and President of the Issuer, Mr. Timothy Duncanson, one of the Issuer's directors, and Mr. Gerald Schwartz, the chairman and controlling stockholder of Onex Corporation, owns one-third of the outstanding voting securities of Trilliant Gaming, and together Messrs. Yemenidjian, Duncanson and Schwartz own 100% of the outstanding voting securities of Trilliant Gaming. A stockholders agreement among Messrs. Yemenidjian, Duncanson and Schwartz sets forth the rights of each of them with respect to control of Trilliant Gaming and, in turn, the securities of the Issuer owned by the Onex Armenco Gaming Entities (as defined below).
- [F3]The shares beneficially owned by Mr. Duncanson consist of an indirect pecuniary interest in shares held by Onex Armenco Gaming I LP, Onex Armenco Gaming II LP, Onex Armenco Gaming III LP, Onex Armenco Gaming IV LP, Onex Armenco Gaming V LP, Onex Armenco Gaming VI LP, Onex Armenco Gaming VII LP, Onex Armenco Gaming IX LP, Onex Armenco Gaming X LP and Onex Armenco Gaming XI LP (collectively, the "Onex Armenco Gaming Entities"). Trilliant Gaming is the general partner of, and controls all voting and investment decision of, each of the Onex Armenco Gaming Entities. Mr. Duncanson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F4]On August 6, 2013, Onex Armenco Gaming II LP entered into a Stock Purchase Agreement pursuant to which it agreed to purchase 3,823 shares of the Issuer's Class A Common Stock.
- [F5]On August 6, 2013, Onex Armenco Gaming II LP entered into a Stock Purchase Agreement pursuant to which it agreed to purchase 6,323 shares of the Issuer's Class A Common Stock.
- [F6]On August 6, 2013, Onex Armenco Gaming II LP entered into a Stock Purchase Agreement pursuant to which it agreed to purchase 3,823 shares of the Issuer's Class A Common Stock.
- [F7]On August 6, 2013, Onex Armenco Gaming II LP entered into a Stock Purchase Agreement pursuant to which it agreed to purchase 3,823 shares of the Issuer's Class A Common Stock.
- [F8]On August 6, 2013, Onex Armenco Gaming II LP entered into a Stock Purchase Agreement pursuant to which it agreed to purchase 3,823 shares of the Issuer's Class A Common Stock.
- [F9]On August 6, 2013, Onex Armenco Gaming II LP entered into a Stock Purchase Agreement pursuant to which it agreed to purchase 3,823 shares of the Issuer's Class A Common Stock.
Documents
Issuer
Tropicana Las Vegas Hotel & Casino, Inc.
CIK 0001479046
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001479046
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 3:14 PM ET
- Size
- 22.3 KB