Och-Ziff Capital Management Group LLC 5
5 · Och-Ziff Capital Management Group LLC · Filed Feb 14, 2014
Insider Transaction Report
Form 5
Blockinger Jeffrey C
Chief Legal Officer
Transactions
- Gift
Och-Ziff Operating Group A Units
2013-03-01−127,793→ 127,793 total(indirect: By Trust)→ Class A Shares (127,793 underlying) - Gift
Och-Ziff Operating Group A Units
2013-03-01+127,793→ 127,793 total(indirect: By Trust)→ Class A Shares (127,793 underlying)
Holdings
- 1,131,256
Och-Ziff Operating Group A Units
→ Class A Shares (1,131,256 underlying)
Footnotes (3)
- [F1]One Och-Ziff Operating Group A Unit consists of one Class A Common Unit of each of OZ Advisors LP ("OZA"), OZ Advisors II LP ("OZA II") and OZ Management LP ("OZM," and together with OZA and OZA II, the "Och-Ziff Operating Group"). Pursuant to an exchange agreement, the Reporting Person may, subject to vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Och-Ziff Operating Group, exchange Och-Ziff Operating Group A Units for Class A Shares of the Company on a one-for-one basis, subject to exchange rate adjustments for splits, distributions and reclassifications. Upon the exchange of one Och-Ziff Operating Group A Unit for one Class A Share, one Class B Share will be canceled for no consideration.
- [F2]Reflects transfers between and among trusts.
- [F3]The Och-Ziff Operating Group A Units listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or it is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein.