INSTITUTIONAL FINANCIAL MARKETS, INC. 4
4 · INSTITUTIONAL FINANCIAL MARKETS, INC. · Filed Feb 14, 2014
Insider Transaction Report
Form 4
Ricciardi Christopher
President10% Owner
Transactions
- Award
Common Stock, par value $0.001
2014-02-12+22,634→ 1,381,386 total
Holdings
- 487,291(indirect: By LLC)
Common Stock, par value $0.001
- 48,448(indirect: By Spouse)
Common Stock, par value $0.001
Footnotes (2)
- [F1]The reporting person was awarded 22,634 restricted shares under the Issuer's 2010 Second Amended and Restated Long-Term Incentive Plan. The restrictions expire on February 12, 2015.
- [F2]In accordance with the governing documents of Mead Park Capital Partners LLC, the reporting person has the right to, at any time, acquire direct beneficial ownership over these securities.