4//SEC Filing
INSTITUTIONAL FINANCIAL MARKETS, INC. 4
Accession 0001181431-14-007123
$COHNCIK 0001270436operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:14 PM ET
Size
6.7 KB
Accession
0001181431-14-007123
Insider Transaction Report
Form 4
Ricciardi Christopher
President10% Owner
Transactions
- Award
Common Stock, par value $0.001
2014-02-12+22,634→ 1,381,386 total
Holdings
- 487,291(indirect: By LLC)
Common Stock, par value $0.001
- 48,448(indirect: By Spouse)
Common Stock, par value $0.001
Footnotes (2)
- [F1]The reporting person was awarded 22,634 restricted shares under the Issuer's 2010 Second Amended and Restated Long-Term Incentive Plan. The restrictions expire on February 12, 2015.
- [F2]In accordance with the governing documents of Mead Park Capital Partners LLC, the reporting person has the right to, at any time, acquire direct beneficial ownership over these securities.
Documents
Issuer
INSTITUTIONAL FINANCIAL MARKETS, INC.
CIK 0001270436
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001270436
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 5:14 PM ET
- Size
- 6.7 KB