|4Feb 14, 5:15 PM ET

INSTITUTIONAL FINANCIAL MARKETS, INC. 4

4 · INSTITUTIONAL FINANCIAL MARKETS, INC. · Filed Feb 14, 2014

Insider Transaction Report

Form 4
Period: 2014-02-12
DiMaio Jack
Director10% Owner
Transactions
  • Award

    Common Stock, $0.001 par value per share

    2014-02-12+22,63422,634 total
Holdings
  • Common Stock, $0.001 par value per share

    (indirect: By LLC)
    974,585
Footnotes (2)
  • [F1]Mr. DiMaio was awarded 22,634 restricted shares under the Issuer's 2010 Second Amended and Restated Long-Term Incentive Plan. The restrictions expire on February 12, 2015.
  • [F2]In accordance with the governing documents of Mead Park Capital Partners LLC, the reporting person has the right to, at any time, acquire direct beneficial ownership over these securities.

Documents

1 file
  • 4
    rrd402474.xmlPrimary