Home/Filings/4/0001181431-14-007127
4//SEC Filing

INSTITUTIONAL FINANCIAL MARKETS, INC. 4

Accession 0001181431-14-007127

$COHNCIK 0001270436operating

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 5:15 PM ET

Size

6.0 KB

Accession

0001181431-14-007127

Insider Transaction Report

Form 4
Period: 2014-02-12
DiMaio Jack
Director10% Owner
Transactions
  • Award

    Common Stock, $0.001 par value per share

    2014-02-12+22,63422,634 total
Holdings
  • Common Stock, $0.001 par value per share

    (indirect: By LLC)
    974,585
Footnotes (2)
  • [F1]Mr. DiMaio was awarded 22,634 restricted shares under the Issuer's 2010 Second Amended and Restated Long-Term Incentive Plan. The restrictions expire on February 12, 2015.
  • [F2]In accordance with the governing documents of Mead Park Capital Partners LLC, the reporting person has the right to, at any time, acquire direct beneficial ownership over these securities.

Documents

1 file

Issuer

INSTITUTIONAL FINANCIAL MARKETS, INC.

CIK 0001270436

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001270436

Filing Metadata

Form type
4
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:15 PM ET
Size
6.0 KB