MAXWELL TECHNOLOGIES INC 4
4 · MAXWELL TECHNOLOGIES INC · Filed Feb 18, 2014
Insider Transaction Report
Form 4
CORTES JOSE
Director
Transactions
- Exercise/Conversion
Common Stock
2014-02-14+8,088→ 40,658 total - Award
Restricted Stock Units
2014-02-13+9,413→ 9,413 total→ Common Stock (9,413 underlying) - Exercise/Conversion
Restricted Stock Units
2014-02-14−8,088→ 0 total→ Common Stock (8,088 underlying)
Holdings
- 1,163,824(indirect: By Montena, S.A.)
Common Stock
- 5,000(indirect: By Mother-in-Law)
Common Stock
Footnotes (5)
- [F1]Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.
- [F2]Each Restricted Stock Units (RSU) represents a right to receive one share of the Issuer's common stock.
- [F3]These units do not expire.
- [F4]These units do not carry a conversion price.
- [F5]The RSUs vest in full one year from the grant date as long as the holder remains in service to the Company.