4//SEC Filing
MAXWELL TECHNOLOGIES INC 4
Accession 0001181431-14-007414
CIK 0000319815operating
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 5:01 PM ET
Size
14.2 KB
Accession
0001181431-14-007414
Insider Transaction Report
Form 4
CORTES JOSE
Director
Transactions
- Exercise/Conversion
Common Stock
2014-02-14+8,088→ 40,658 total - Award
Restricted Stock Units
2014-02-13+9,413→ 9,413 total→ Common Stock (9,413 underlying) - Exercise/Conversion
Restricted Stock Units
2014-02-14−8,088→ 0 total→ Common Stock (8,088 underlying)
Holdings
- 1,163,824(indirect: By Montena, S.A.)
Common Stock
- 5,000(indirect: By Mother-in-Law)
Common Stock
Footnotes (5)
- [F1]Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.
- [F2]Each Restricted Stock Units (RSU) represents a right to receive one share of the Issuer's common stock.
- [F3]These units do not expire.
- [F4]These units do not carry a conversion price.
- [F5]The RSUs vest in full one year from the grant date as long as the holder remains in service to the Company.
Issuer
MAXWELL TECHNOLOGIES INC
CIK 0000319815
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000319815
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 5:01 PM ET
- Size
- 14.2 KB