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4//SEC Filing

Calumet Specialty Products Partners, L.P. 4

Accession 0001181431-14-007764

CIK 0001340122operating
View on SEC.govCompany Profile

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 6:29 PM ET

Size

38.6 KB

Accession

0001181431-14-007764

Insider Transaction Report

Form 4
Period: 2014-02-14
Calumet Specialty Products Partners, L.P.CLMT
Rutigliano Nicholas J
Director
Transactions
  • Exercise/Conversion

    Common Units

    2014-02-14+17→ 66,111 total
  • Exercise/Conversion

    Common Units

    2014-02-18+430→ 66,545 total
  • Exercise/Conversion

    Common Units

    2014-02-14+308→ 66,083 total
  • Exercise/Conversion

    Phantom Units

    2014-02-14−308→ 0 total
    → Common Units (308 underlying)
  • Award

    Phantom Units

    2014-02-14$28.14/sh+19$535→ 503 total
    → Common Units (19 underlying)
  • Exercise/Conversion

    Phantom Units

    2014-02-14−17→ 293 total
    → Common Units (17 underlying)
  • Exercise/Conversion

    Phantom Units

    2014-02-14−4→ 552 total
    → Common Units (4 underlying)
  • Award

    Phantom Units

    2014-02-14$28.14/sh+12$338→ 540 total
    → Common Units (12 underlying)
  • Award

    Phantom Units

    2014-02-14$28.14/sh+308$8,667→ 308 total
    → Common Units (308 underlying)
  • Award

    Phantom Units

    2014-02-18$29.10/sh+143$4,161→ 143 total
    → Common Units (143 underlying)
  • Exercise/Conversion

    Common Units

    2014-02-14+11→ 66,094 total
  • Exercise/Conversion

    Common Units

    2014-02-14+4→ 66,115 total
  • Exercise/Conversion

    Phantom Units

    2014-02-14−11→ 492 total
    → Common Units (11 underlying)
  • Award

    Phantom Units

    2014-02-14$28.14/sh+21$591→ 310 total
    → Common Units (21 underlying)
  • Award

    Phantom Units

    2014-02-14$28.14/sh+16$450→ 556 total
    → Common Units (16 underlying)
  • Award

    Phantom Units

    2014-02-18$29.10/sh+430$12,513→ 430 total
    → Common Units (430 underlying)
  • Exercise/Conversion

    Phantom Units

    2014-02-18−430→ 0 total
    → Common Units (430 underlying)
Holdings

  • Common Units

    (indirect: See footnote (5))
    12,500

  • Common Units

    (indirect: See footnote (4))
    10,982,209
Footnotes (9)
  • [F1]Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.
  • [F2]Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested. The reporting person settled the vested phantom units for common units.
  • [F3]Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2012.
  • [F4]Common units are owned by The Heritage Group ("THG"). THG received the units as consideration for certain assets and liabilities that it contributed to the capital of the Issuer in connection with the Issuer's initial public offering. Nicholas Rutigliano ("Rutigliano") is one of five trustees of the thirty grantor trusts that own all of the partnership interests in THG. The beneficiaries of the trusts include Rutigliano and members of his immediate and extended family. Rutigliano disclaims beneficial ownership of the units of the Issuer owned by THG except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose.
  • [F5]Common units owned by Rutigliano's spouse. Rutigliano disclaims beneficial ownership of the units of the Issuer owned by THG except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose.
  • [F6]Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2011.
  • [F7]Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2013.
  • [F8]Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2014.
  • [F9]Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2015.

Documents

1 file

Issuer

Calumet Specialty Products Partners, L.P.

CIK 0001340122

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001340122

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 6:29 PM ET
Size
38.6 KB
View on SEC.gov