4/A//SEC Filing
NASDAQ OMX GROUP, INC. 4/A
Accession 0001181431-14-008048
$NDAQCIK 0001120193operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 5:18 PM ET
Size
13.0 KB
Accession
0001181431-14-008048
Insider Transaction Report
Form 4/AAmended
AUST BRUCE
Executive Vice President
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2013-12-31$39.80/sh−16,650$662,670→ 98,101 total
Holdings
- 45,528
Employee Stock Option (Right to Buy)
Exercise: $25.07Exp: 2018-12-17→ Common Stock (45,528 underlying) - 25,496
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (25,496 underlying) - 22,564
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying) - 25,210
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (25,210 underlying) - 32,558
Employee Stock Option (Right to Buy)
Exercise: $35.92Exp: 2016-12-13→ Common Stock (32,558 underlying) - 120,000
Employee Stock Option (Right to Buy)
Exercise: $7.35Exp: 2014-11-15→ Common Stock (120,000 underlying)
Footnotes (8)
- [F1]The transactions reported on this Form 4 consist of surrenders of shares to pay withholding taxes in connection with vestings of equity previously granted under NASDAQ OMX's Equity Incentive Plan.
- [F2]Represents (i) 32,274 vested shares of restricted stock, (ii) 59,640 shares underlying PSUs, of which 45,399 shares are vested and (iii) 6,187 shares purchased under the Employee Stock Purchase Plan.
- [F3]Options exercisable.
- [F4]Options exercisable on March 4, 2014.
- [F5]Options exercisable.
- [F6]Options exercisable on March 28, 2014.
- [F7]Options exercisable.
- [F8]Options exercisable.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 5:18 PM ET
- Size
- 13.0 KB