4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-14-008057
$NDAQCIK 0001120193operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 5:20 PM ET
Size
9.2 KB
Accession
0001181431-14-008057
Insider Transaction Report
Form 4
Jochumsen Hans-Ole
Executive Vice President
Transactions
- Sale
Common Stock, par value $0.01 per share
2014-02-18$39.09/sh−14,700$574,623→ 62,808 total
Holdings
- 33,995
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying) - 15,771
Employee Stock Option (Right to Buy)
Exercise: $41.36Exp: 2018-03-24→ Common Stock (15,771 underlying) - 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying)
Footnotes (5)
- [F1]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.08 to $39.14, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F2]Represents (i) 58,387 shares underlying PSUs, of which 39,398 shares are vested and (ii) 4,421 shares purchased pursuant to the Employee Share Purchase Plan.
- [F3]Options exercisable on March 4, 2014.
- [F4]Options exercisable on March 28, 2014.
- [F5]Options exercisable as to 100%.
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 5:20 PM ET
- Size
- 9.2 KB