$NDAQ·4

NASDAQ OMX GROUP, INC. · Feb 20, 5:20 PM ET

NASDAQ OMX GROUP, INC. 4

4 · NASDAQ OMX GROUP, INC. · Filed Feb 20, 2014

Insider Transaction Report

Form 4
Period: 2014-02-18
Jochumsen Hans-Ole
Executive Vice President
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2014-02-18$39.09/sh14,700$574,62362,808 total
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $25.28Exp: 2021-03-28Common Stock (33,995 underlying)
    33,995
  • Employee Stock Option (Right to Buy)

    Exercise: $41.36Exp: 2018-03-24Common Stock (15,771 underlying)
    15,771
  • Employee Stock Option (Right to Buy)

    Exercise: $19.75Exp: 2020-03-04Common Stock (22,059 underlying)
    22,059
Footnotes (5)
  • [F1]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.08 to $39.14, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  • [F2]Represents (i) 58,387 shares underlying PSUs, of which 39,398 shares are vested and (ii) 4,421 shares purchased pursuant to the Employee Share Purchase Plan.
  • [F3]Options exercisable on March 4, 2014.
  • [F4]Options exercisable on March 28, 2014.
  • [F5]Options exercisable as to 100%.

Documents

1 file
  • 4
    rrd402874.xmlPrimary

    FORM 4 - HANS OLE JOCHUMSEN - 02/18/2014