4//SEC Filing
Nielsen Holdings N.V. 4
Accession 0001181431-14-009887
CIK 0001492633operating
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 3:17 PM ET
Size
17.0 KB
Accession
0001181431-14-009887
Insider Transaction Report
Form 4
Habib Mitchell
EVP, Global Business Services
Transactions
- Disposition to Issuer
Common Stock
2014-02-20−9,141→ 42,275.39 total - Sale
Common Stock
2014-02-26$46.25/sh−40,078$1,853,608→ 42,275.39 total - Exercise/Conversion
Common Stock
2014-02-26$32.00/sh+6,680$213,760→ 48,955.39 total - Exercise/Conversion
Common Stock
2014-02-26$16.00/sh+40,078$641,248→ 82,353.39 total - Sale
Common Stock
2014-02-26$46.44/sh−6,680$310,219→ 42,275.39 total - Exercise/Conversion
Options to Purchase Common Stock (right to buy)
2014-02-26−40,078→ 0 totalExercise: $16.00Exp: 2017-02-02→ Common Stock (40,078 underlying) - Exercise/Conversion
Options to Purchase Common Stock (right to buy)
2014-02-26−6,680→ 0 totalExercise: $32.00Exp: 2017-02-02→ Common Stock (6,680 underlying)
Holdings
- 82,000(indirect: See Footnote)
Common Stock
Footnotes (6)
- [F1]Reflects the cancellation of the restricted shares granted to the reporting person on February 10, 2014, which represented 25% of the award earned by the reporting person under the issuer's Annual Incentive Plan with respect the 2013 performance year. In connection with the reporting person's separation arrangements with the issuer, the issuer will instead pay the reporting person such 25% portion of the annual incentive award in cash, which is equal to $412,500.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.11 to $46.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.43 to $46.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]These shares of common stock are held through a limited liability company of which the reporting person is a manager. The reporting person disclaims beneficial ownership of the securities held by this limited liability company except to the extent of his pecuniary interest therein.
- [F5]Represents options to purchase shares of common stock of the Issuer, of which 10,547 vested on the grant date (December 31, 2006) and 40,078 vested on each of December 31, 2007, 2009, 2012 and 2013.
- [F6]Represents options to purchase shares of common stock of the Issuer, of which 1,758 vested on the grant date (December 31, 2006) and 6,680 vested on each of December 31, 2007, 2009, 2012 and 2013.
Documents
Issuer
Nielsen Holdings N.V.
CIK 0001492633
Entity typeoperating
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001492633
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 3:17 PM ET
- Size
- 17.0 KB