CONTROL4 CORP 4
4 · CONTROL4 CORP · Filed Mar 3, 2014
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
FOUNDATION CAPITAL MANAGEMENT CO IV LLC
10% OwnerOther
Transactions
- Other
Common Stock
2014-02-27−750,000→ 3,256,419 total(indirect: By Foundation)
Holdings
- 240,332(indirect: By Foundation)
Common Stock
- 37,559(indirect: By LLC)
Common Stock
- 40,364(indirect: By LLC)
Common Stock
- 2,684(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]In-kind distribution. On 02/27/2014, Foundation Capital IV, L.P. distributed 750,000 shares of stock to its Partners.
- [F2]Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Kathryn C. Gould, Paul R. Holland, Paul G. Koontz, Michael N. Schuh and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
- [F3]Foundation Capital Management Co. VI, LLC is the general partner of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul R. Holland, Paul G. Koontz, Charles P. Moldow, Richard A. Redelfs, Michael N. Schuh, Steven P. Vassallo and Warren M. Weiss are the managing members of Foundation Capital Management Co. VI, LLC and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.