$AWK|4Mar 5, 1:22 PM ET

American Water Works Company, Inc. 4

4 · American Water Works Company, Inc. · Filed Mar 5, 2014

Form 4

Period: 2014-03-03

President, NJ American Water

Transactions

Exercise/Conversion
Common Stock
2014-03-03$34.12/sh+9,737$332,226→ 50,265 total
Exercise/Conversion
Common Stock
2014-03-03$39.45/sh+2,563$101,110→ 52,828 total
Exercise/Conversion
Common Stock
2014-03-03$27.08/sh+17,364$470,217→ 40,528 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-03−17,364→ 0 total
Exercise: $27.08Exp: 2017-12-31→ Common Stock (17,364 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-03−2,563→ 5,128 total
Exercise: $39.45Exp: 2019-12-31→ Common Stock (2,563 underlying)
Sale
Common Stock
2014-03-03$44.15/sh−29,664$1,309,666→ 23,164 total
Exercise/Conversion
Employee Stock Option
2014-03-03−9,737→ 4,870 total
Exercise: $34.12Exp: 2018-12-31→ Common Stock (9,737 underlying)

Footnotes (3)

[F1]The option award granted on February 24, 2011, representing a right to purchase 17,364 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
[F2]The option award granted on February 23, 2012, representing a right to purchase 14,607 shares, vests in three equal installments on January 1, 2013, 2014 and 2015.
[F3]The option award granted on February 21, 2013, representing a right to purchase 7,691 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.

Documents

1 file