American Water Works Company, Inc. 4

4 · American Water Works Company, Inc. · Filed Mar 5, 2014

Form 4

Period: 2014-03-03

SVP, Eastern Division

Transactions

Exercise/Conversion
Common Stock
2014-03-03$27.08/sh+5,292$143,307→ 27,769 total
Exercise/Conversion
Common Stock
2014-03-03$34.12/sh+9,165$312,710→ 36,934 total
Exercise/Conversion
Common Stock
2014-03-03$39.45/sh+2,415$95,272→ 39,349 total
Sale
Common Stock
2014-03-03$44.15/sh−16,872$744,899→ 22,477 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-03−5,292→ 0 total
Exercise: $27.08Exp: 2017-12-31→ Common Stock (5,292 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-03−9,165→ 4,583 total
Exercise: $34.12Exp: 2018-12-31→ Common Stock (9,165 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-03−2,415→ 4,831 total
Exercise: $39.45Exp: 2019-12-31→ Common Stock (2,415 underlying)

Footnotes (4)

[F1]The option award granted on February 24, 2011, representing a right to purchase 15,875 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
[F2]The option award granted on February 23, 2012, representing a right to purchase 13,748 shares, vests in three equal installments on January 1, 2013, 2014 and 2015.
[F3]The option award granted on February 21, 2013, representing a right to purchase 7,246 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.
[F4]10,583 shares of this option award were previously exercised and reported.

Documents

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