4//SEC Filing
American Water Works Company, Inc. 4
Accession 0001181431-14-010916
$AWKCIK 0001410636operating
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 1:25 PM ET
Size
15.3 KB
Accession
0001181431-14-010916
Insider Transaction Report
Form 4
Smith Mark S
VP & Chief Information Officer
Transactions
- Exercise/Conversion
Common Stock
2014-03-04$34.12/sh+650$22,178→ 3,729 total - Exercise/Conversion
Common Stock
2014-03-04$39.45/sh+700$27,615→ 4,429 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-04−700→ 3,588 totalExercise: $39.45Exp: 2019-12-31→ Common Stock (700 underlying) - Exercise/Conversion
Common Stock
2014-03-04$27.08/sh+245$6,635→ 3,079 total - Sale
Common Stock
2014-03-04$44.47/sh−1,595$70,930→ 2,834 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-04−245→ 246 totalExercise: $27.08Exp: 2017-12-31→ Common Stock (245 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-04−650→ 2,023 totalExercise: $34.12Exp: 2018-12-31→ Common Stock (650 underlying)
Footnotes (5)
- [F1]The option award granted on February 24, 2011, representing a right to purchase 981 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
- [F2]The option award granted on February 23, 2012, representing a right to purchase 4,008 shares, vests in three equal installments on January 1, 2013, 2014 and 2015.
- [F3]The option award granted on February 21, 2013, representing a right to purchase 4,288 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.
- [F4]490 shares of this option award were previously exercised and reported.
- [F5]1,335 shares of this option award were previously exercised and reported.
Documents
Issuer
American Water Works Company, Inc.
CIK 0001410636
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001410636
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 1:25 PM ET
- Size
- 15.3 KB