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$BF-A·4

BROWN FORMAN CORP · Mar 5, 4:54 PM ET

BROWN FORMAN CORP 4

4 · BROWN FORMAN CORP · Filed Mar 5, 2014

Insider Transaction Report

Form 4
Period: 2013-12-30
BROWN FORMAN CORPBFA, BFB
Joy Catherine Frazier
10% Owner
Transactions
  • Gift

    Class A Common

    2014-01-02−4,280→ 9,104,152 total(indirect: By LLC)
  • Gift

    Class B Common

    2013-12-30−4,052→ 4,130,474 total(indirect: By LLC)
  • Gift

    Class B Common

    2014-01-02+1,942→ 4,130,474 total(indirect: By LLC)
  • Gift

    Class A Common

    2013-12-30+8,930→ 9,104,152 total(indirect: By LLC)
  • Gift

    Class A Common

    2014-01-02+4,280→ 9,104,152 total(indirect: By LLC)
  • Gift

    Class B Common

    2014-01-02−1,942→ 4,130,474 total(indirect: By LLC)
  • Gift

    Class A Common

    2013-12-30−8,930→ 9,104,152 total(indirect: By LLC)
  • Gift

    Class B Common

    2013-12-30+4,052→ 4,130,474 total(indirect: By LLC)
Holdings

  • Class A Common

    (indirect: Caitlin Joy UTMA)
    5,922

  • Class A Common

    (indirect: Charles Joy)
    16,000

  • Class A Common

    190,326

  • Class A Common

    (indirect: By Spouse)
    23,184

  • Class A Common

    (indirect: Charles Joy UTMA)
    10,548

  • Class A Common

    (indirect: By Trust)
    56,334

  • Class B Common

    489,549

  • Class B Common

    (indirect: Caitlin Joy UTMA)
    4,893

  • Class B Common

    (indirect: Caitlin Joy IMA)
    641

  • Class B Common

    (indirect: Christopher Joy IMA)
    641

  • Class A Common

    (indirect: Caitlin Joy)
    22,000

  • Class A Common

    (indirect: Christopher Joy)
    5,000

  • Class A Common

    (indirect: Christopher Joy UTMA)
    22,824

  • Class A Common

    (indirect: Alexander Joy)
    10,000

  • Class A Common

    (indirect: Alexander Joy UTMA)
    15,633

  • Class B Common

    (indirect: By Spouse)
    30,726

  • Class B Common

    (indirect: Charles Joy UTMA)
    8,895

  • Class B Common

    (indirect: Christopher Joy UTMA)
    20,773

  • Class B Common

    (indirect: Alexander Joy UTMA)
    13,125

  • Class B Common

    (indirect: By Trust)
    41,046

  • Class B Common

    (indirect: Charles Joy IMA)
    641

  • Class B Common

    (indirect: Alexander Joy UTMA)
    641
Footnotes (2)
  • [F1]Represents transfer of LLC units from the insider to a family trust.
  • [F2]Total updated to reflect dividend reinvestment and transfer of 300 shares previously reported as held by a trust.

Documents

1 file
  • 4
    rrd404712.xmlPrimary

    CATHERINE JOY FORM 4